Delinquent Filer Voluntary Compliance Program

OMB 1210-0089

The Delinquent Filer Voluntary Compliance (DFVC) Program is intended to encourage, through the assessment of reduced civil penalties, delinquent plan administrators to voluntarily comply with their annual reporting obligations under Title I of the Employee Retirement Income Security Act of 1974.

The latest form for Delinquent Filer Voluntary Compliance Program expires 2021-01-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
1210-0089 DFVC Supporting Statement 02-09-24.docx Supporting Statement A
30-day FRN (1210-0089) published.pdf Supplementary Document
29 CFR § 2560.502c-2 - Civil penalties under section 502(c)(2).pdf Supplementary Document
29 U.S. Code § 1132 - Civil enforcement.pdf Supplementary Document
60-day FRN (1210-0089) published.pdf Supplementary Document
Delinquent Filer Voluntary Compliance Program Other-Final Rule

All Historical Document Collections

202401-1210-002 Approved without change	Extension without change of a currently approved collection	2024-02-22
202011-1210-002 Approved without change	Extension without change of a currently approved collection	2021-01-14
201708-1210-001 Approved without change	Extension without change of a currently approved collection	2017-09-29
201405-1210-002 Approved without change	Extension without change of a currently approved collection	2014-07-22
201102-1210-002 Approved without change	Extension without change of a currently approved collection	2011-04-29
200805-1210-002 Approved without change	Extension without change of a currently approved collection	2008-05-05
200802-1210-001 Improperly submitted and continue	Extension without change of a currently approved collection	2008-03-12
200502-1210-003 Approved without change	Extension without change of a currently approved collection	2005-02-28
200112-1210-006 Approved without change	Extension without change of a currently approved collection	2001-12-21
199809-1210-007 Approved without change	Extension without change of a currently approved collection	1998-09-30
199503-1210-001 Approved without change	New collection (Request for a new OMB Control Number)	1995-03-27