OMB control number
Notices Following a Substantial Cessation of Operations
OMB 1212-0073 · PBGC.
OMB 1212-0073
Section 4062(e) of the Employee Retirement Income Security Act of 1974 (ERISA) imposes reporting obligations in the event of a “substantial cessation of operations.” This form series is used to fulfill these reporting obligations.
The latest form for Notices Following a Substantial Cessation of Operations expires 2028-07-31 and is listed under ICR 202506-1212-005.
Latest Forms, Documents, and Supporting Material
Form PBGC Form 4062(e)- Notice of Election under ERISA 4062(e)(4)
4062(e) Supporting Statement 2025.01.docx
Notices Following a Substantial Cessation of OperationsAll Historical Document Collections
| Reference | Filing | Received | Concluded | Action |
|---|---|---|---|---|
| 202506-1212-005 | Extension without change of a currently approved collection | 2025-06-16 | ||
| 202506-1212-004 | No material or nonsubstantive change to a currently approved collection | 2025-06-06 | Approved without change | |
| 202207-1212-004 | Revision of a currently approved collection | 2022-07-14 | Approved without change | |
| 201907-1212-004 | New collection (Request for a new OMB Control Number) | 2019-07-29 | Approved with change |