Form 5309 - Application for Determination of Employee Stock Ownership Plan

OMB 1545-0284

OMB 1545-0284

Form 5309 is used in conjunction with Form 5300 when applying for a determination letter as to a deferred compensation plan's qualification status under section 409 or 4975(e)(7) of the Internal Revenue Code. The information is used to determine whether the plan qualifies.

The latest form for Form 5309 - Application for Determination of Employee Stock Ownership Plan expires 2021-04-30 and can be found here.

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 Extension without change of a currently approved collection 2011-10-27
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 No material or nonsubstantive change to a currently approved collection 2010-05-27
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 Extension without change of a currently approved collection 2008-08-29
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 No material or nonsubstantive change to a currently approved collection 2004-12-15
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 No material or nonsubstantive change to a currently approved collection 2001-08-10
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 No material or nonsubstantive change to a currently approved collection 1996-12-04
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 Extension without change of a currently approved collection 1996-10-22
Approved without change
 Extension without change of a currently approved collection 1993-10-25
Approved without change
 Revision of a currently approved collection 1991-02-27
Approved with change
 No material or nonsubstantive change to a currently approved collection 1989-08-31
Approved with change
 No material or nonsubstantive change to a currently approved collection 1989-04-18
Approved with change
 No material or nonsubstantive change to a currently approved collection 1988-05-24
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 Extension without change of a currently approved collection 1988-03-11
Approved without change
 Revision of a currently approved collection 1985-06-27
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 Revision of a currently approved collection 1982-09-24
Approved without change
 New collection (Request for a new OMB Control Number) 1981-08-12
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