Securities Offering Disclosure Rules

OMB 1557-0120

The information collections allow the OCC to perform its responsibilities relating to offerings of securities by providing the public with facts about the condition of a bank, the reasons for raising new capital, and the terms of securities offerings. The public uses the information to make informed decisions on whether securities are an appropriate investment.

The latest form for Securities Offering Disclosure Rules expires 2023-05-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
1557-0120 SEC OFF DISCL RULES - PART 16 - SUPPORTING STATEMENT 3-21-23.docx Supporting Statement A
Securities Offering Disclosure Rules

All Historical Document Collections

202304-1557-002 Approved without change	Extension without change of a currently approved collection	2023-04-20
202002-1557-004 Approved without change	Extension without change of a currently approved collection	2020-04-15
201608-1557-009 Approved without change	Revision of a currently approved collection	2017-01-23
201601-1557-005 Comment filed on proposed rule and continue	Revision of a currently approved collection	2016-03-14
201311-1557-003 Approved without change	Revision of a currently approved collection	2014-01-10
201109-1557-002 Approved without change	No material or nonsubstantive change to a currently approved collection	2011-09-14
201010-1557-004 Approved without change	Extension without change of a currently approved collection	2010-11-04
200804-1557-002 Approved without change	Revision of a currently approved collection	2008-04-07
200710-1557-002 Preapproved	Revision of a currently approved collection	2007-10-18
200611-1557-002 Preapproved	Revision of a currently approved collection	2007-07-03
200605-1557-001 Approved without change	Extension without change of a currently approved collection	2006-05-02
200305-1557-004 Approved without change	Revision of a currently approved collection	2003-05-21
200206-1557-002 Approved without change	Extension without change of a currently approved collection	2002-06-11
199904-1557-003 Approved without change	Extension without change of a currently approved collection	1999-04-05
199507-1557-005 Approved without change	Extension without change of a currently approved collection	1995-07-25
199209-1557-002 Approved without change	Revision of a currently approved collection	1992-09-30
199207-1557-003 Approved with change	No material or nonsubstantive change to a currently approved collection	1992-07-08
199107-1557-001 Approved without change	Revision of a currently approved collection	1991-07-22
199103-1557-003 Approved with change	No material or nonsubstantive change to a currently approved collection	1991-03-06
198906-1557-002 Approved without change	Revision of a currently approved collection	1989-06-13
198706-1557-002 Approved without change	Revision of a currently approved collection	1987-06-09
198602-1557-019 Approved with change	No material or nonsubstantive change to a currently approved collection	1986-02-18
198406-1557-006 Approved without change	Revision of a currently approved collection	1984-06-14
198107-1557-005 Approved without change	Revision of a currently approved collection	1981-07-09
198104-1557-119 Approved without change	Revision of a currently approved collection	1981-04-30