Investment Securities (12 CFR part 1)

OMB 1557-0205

The information collection requirements in part 1 ensure that national banks invest in entities that are exempt from registration as an investment company and ensure that banks do not hold securities for time periods that would be unsafe and unsound. The OCC uses the information to ensure compliance with Federal laws and regulations.

The latest form for Investment Securities (12 CFR part 1) expires 2021-04-30 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
1557-0205 Supporting Statement 1-7-21 1147AM.docx Supporting Statement A
Investment Securities (12 CFR 1)

All Historical Document Collections

202103-1557-002 Approved without change	Extension without change of a currently approved collection	2021-03-30
201802-1557-003 Approved without change	Extension without change of a currently approved collection	2018-02-16
201504-1557-004 Approved without change	Extension without change of a currently approved collection	2015-06-22
201204-1557-002 Approved without change	Extension without change of a currently approved collection	2012-04-27
200906-1557-003 Approved without change	Revision of a currently approved collection	2009-08-14
200607-1557-002 Approved without change	Extension without change of a currently approved collection	2006-08-23
200308-1557-002 Approved without change	Extension without change of a currently approved collection	2003-08-26
200006-1557-001 Approved without change	Extension without change of a currently approved collection	2000-06-30
199706-1557-001 Approved without change	Extension without change of a currently approved collection	1997-06-12
199611-1557-002 Approved without change	New collection (Request for a new OMB Control Number)	1996-11-18