Investment Securities (12 CFR part 1)

OMB 1557-0205

OMB 1557-0205

The information collection requirements in part 1 ensure that national banks invest in entities that are exempt from registration as an investment company and ensure that banks do not hold securities for time periods that would be unsafe and unsound. The OCC uses the information to ensure compliance with Federal laws and regulations.

The latest form for Investment Securities (12 CFR part 1) expires 2021-04-30 and can be found here.

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