Bank Secrecy Act/Anti-Money Laundering Risk Assessment

OMB 1557-0231

The OCC conducts an annual data collection, known as the Money Laundering Risk (MLR) System, from community banks (which include both national banks and federal savings associations) to assist OCC examiners in supervising Bank Secrecy Act (BSA) and sanctions compliance. The MLR system enhances the ability of examiners and bank management to identify and evaluate BSA/money laundering and Office of Foreign Assets Control (OFAC) sanctions risks associated with banks’ products, services, customers, and geographies.

The latest form for Bank Secrecy Act/Anti-Money Laundering Risk Assessment expires 2022-09-30 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
MLR/RSF Form
1557-0231 MLR Supporting Statement 8-30-22.docx Supporting Statement A
MLR/RSF Form

All Historical Document Collections

202208-1557-003 Approved without change	Revision of a currently approved collection	2022-09-08
201907-1557-007 Approved without change	Revision of a currently approved collection	2019-08-26
201907-1557-003 Withdrawn and continue	Revision of a currently approved collection	2019-07-29
201607-1557-007 Approved without change	Revision of a currently approved collection	2016-08-08
201302-1557-009 Approved with change	Revision of a currently approved collection	2013-03-08
201108-1557-014 Approved without change	No material or nonsubstantive change to a currently approved collection	2011-09-06
201005-1557-002 Approved with change	No material or nonsubstantive change to a currently approved collection	2010-05-27
200911-1557-001 Approved without change	Extension without change of a currently approved collection	2010-01-19
200704-1557-002 Approved without change	Revision of a currently approved collection	2007-12-20
200512-1557-001 Approved without change	Extension without change of a currently approved collection	2005-12-02
200507-1557-001 Approved without change	New collection (Request for a new OMB Control Number)	2005-07-29

OMB Details

Community Bank Population

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight

Form N/A

OCC's BSA/AML Quantity of Risk Summary Form

Fillable Fileable Signable

Form

Review document collections for all forms, instructions, and supporting documents - including paper/printable forms.