OMB control number
Advanced Capital Adequacy Framework Regulatory Reporting Requirements
OMB 1557-0239 · TREAS/OCC.
OMB 1557-0239
The OCC uses the information in the FFIEC 101 to assess and monitor the levels and components of each bank’s risk-based capital requirements and the adequacy of the entity’s capital under the Advanced Capital Adequacy Framework. The data allows the OCC to evaluate the quantitative impact and competitive implications of the framework on individual respondents and on the industry. The reporting schedules assist banks in understanding expectations surrounding the system development necessary for implementation and validation of the framework. The data also improves the OCC’s ability to monitor bank activities through the examination processes.
The latest form for Advanced Capital Adequacy Framework Regulatory Reporting Requirements expires 2026-12-31 and is listed under ICR 202310-1557-001.
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 Form FFIEC 101 Regulatory Capital Reporting for Institutions Subject to the Advanced Capital Adequacy Framework-FFIEC 101 | Form |
 1557-0239 FFIEC 101 Supporting Statement Submitted to OMB.docx | Supporting Statement A |
 Advanced Capital Adequacy Framework Regulatory Reporting Requirements |
Form |
| Advanced Capital Adequacy Framework Regulatory Reporting Requirements |
Instruction |