Advanced Capital Adequacy Framework Regulatory Reporting Requirements

The OCC uses the information in the FFIEC 101 to assess and monitor the levels and components of each bank’s risk-based capital requirements and the adequacy of the entity’s capital under the Advanced Capital Adequacy Framework. The data allows the OCC to evaluate the quantitative impact and competitive implications of the framework on individual respondents and on the industry. The reporting schedules assist banks in understanding expectations surrounding the system development necessary for implementation and validation of the framework. The data also improves the OCC’s ability to monitor bank activities through the examination processes.

The latest form for Advanced Capital Adequacy Framework Regulatory Reporting Requirements expires 2026-12-31 and can be found here.