OMB control number
Leveraged Lending
OMB 1557-0315 ยท TREAS/OCC.
OMB 1557-0315
The OCC, FRB, and FDIC issued guidance on leveraged lending, setting forth high-level principles related to safe and sound leveraged lending activities, including underwriting considerations, assessing and documenting enterprise value, risk management expectations for credits awaiting distribution, stress testing expectations and portfolio management, and risk management expectations. All financial institutions should have the capacity to properly evaluate and monitor underwritten credit risks, to understand the effect of changes in borrowers' enterprise values upon credit portfolio quality, and to assess the sensitivity of future credit losses to changes in enterprise values. Under the guidance, institutions should have: (i) underwriting policies for leveraged lending, including stress-testing procedures for leveraged credits; (ii) risk management policies, including stress testing procedures for pipeline exposures; and (iii) policies and procedures for incorporating the results of leveraged credit and pipeline stress tests into the firm's overall stress-testing framework.
The latest form for Leveraged Lending expires 2028-09-30 and is listed under ICR 202505-1557-001.
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 1557-0315 Leveraged Lending Supporting Statement - FY 2025 Renewal - FINAL.docx | Supporting Statement A |
| 1557-0315 Leveraged Lending Supporting Statement - FY 2025 Renewal - FINAL.docx | Supporting Statement A |
 PNC Bank on 1557-0315 Information Collection Renewal Leveraged Lending_May 9 2025_Signed.pdf | Public Comments |
| 1557-0315 30-Day FRN for Leveraged Lending (90 FR 26675).pdf | Supplementary Document |
| 1557-0315 30-Day FRN for Leveraged Lending (90 FR 26675).pdf | Supplementary Document |
| 1557-0315 60-Day FRN for Leveraged Lending (90 FR 11651).pdf | Supplementary Document |
| 1557-0315 60-Day FRN for Leveraged Lending (90 FR 11651).pdf | Supplementary Document |
 Ongoing Use |
Other-Guidance |
| Build |
Other-Guidance |
All Historical Document Collections
| Reference | Filing | Received | Concluded | Action |
|---|---|---|---|---|
| 202505-1557-001 | Extension without change of a currently approved collection | 2025-06-24 | ||
| 202205-1557-004 | Extension without change of a currently approved collection | 2022-05-21 | Approved without change | |
| 201902-1557-005 | Extension without change of a currently approved collection | 2019-04-01 | Approved without change | |
| 201603-1557-001 | Extension without change of a currently approved collection | 2016-04-27 | Approved without change | |
| 201211-1557-002 | New collection (Request for a new OMB Control Number) | 2013-03-22 | Approved with change |
OMB Details
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Federal Enterprise Architecture: Economic Development - Financial Sector Oversight