OMB control number

Subordinated Debt

OMB 1557-0320 · TREAS/OCC.

OMB 1557-0320

This collection covers (1) the 12 CFR 5.47(g) and 12 CFR 5.56(b) requirements that national banks and Federal savings associations (collectively, “institutions”) apply for OCC approval prior to prepaying subordinated debt if the prepayment is in the form of a call option and (2) the 12 CFR 5.47(d)(ii)(C) requirement that national banks issuing subordinated debt disclose the OCC’s authority under 12 CFR 3.11 to limit distributions.

The latest form for Subordinated Debt expires 2021-09-30 and is listed under ICR 201804-1557-003.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
1557-0320 Supporting Statement 7-5-18.docSupporting Statement A
Disclosures Information collection
Prior Approvals Information collection

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
201804-1557-003 Extension without change of a currently approved collection 2018-07-12 Approved without change
201504-1557-003 Extension without change of a currently approved collection 2015-06-22 Approved without change
201411-1557-003 Revision of a currently approved collection 2014-12-05 Approved without change
201406-1557-002 Extension without change of a currently approved collection 2014-07-28 Approved without change
201402-1557-003 New collection (Request for a new OMB Control Number) 2014-02-10 Approved without change

OMB Details

Prior Approvals

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight