Emissions Certification and Compliance Requirements for Nonroad Compression-Ignition Engines and On-Highway Heavy Duty Engines (Revision)

OMB 2060-0287

OMB 2060-0287

The ICR addresses certification and compliance requirements for the following industries: nonroad (NR) compression-ignition (CI) engines and equipment, marine CI engines in Categories 1 and 2; and heavy-duty (HD) engines. In addition, the following ICRs are being incorporated, either in whole or in part, to eliminate redundancy: Control of Emissions from New Marine Compression-Ignition Engines at or Above 30 Liters per Cylinder (2060-0641); Engine Emission Defect Information Reports and Voluntary Emission Recall Reports (2060-0048); Emissions Certification and Compliance Requirements for Locomotives and Locomotive Engines (2060-0392); and Certification and Compliance Requirements for Medium- and Heavy-Duty Engines and Vehicles (2060-0678). With this consolidation, we are combining all certification and compliance burden associated with the heavy-duty and nonroad compression-ignition engine, equipment and vehicle industries under a single ICR. Title II of the Clean Air Act (CAA), charges EPA with issuing certificates of conformity for those engines and vehicles that comply with applicable emission requirements. Such a certificate must be issued before those products may be legally introduced into commerce. To apply for a certificate of conformity, manufacturers are required to submit descriptions of their planned production, descriptions of emission control systems and test data. The emission values achieved during certification testing may also be used in the Averaging, Banking, and Trading (ABT) Program, which allows engine manufacturers to bank credits for engine families that emit below the standard and use the credits to certify engine families that emit above the standard. The CAA also mandates EPA verify that manufacturers have translated their certified prototypes into mass produced engines; and that these engines comply with emission standards throughout their useful lives. EPA verifies this through Compliance Programs, including Production Line Testing (PLT), In-use Testing and Selective Enforcement Audits (SEAs). PLT is a self-audit program that allows marine engine manufacturers to monitor their products emissions profile with statistical certainty and minimize the cost of correcting errors through early detection. In-use testing verifies compliance with emission standards throughout an engine family's useful life. Through SEAs, EPA verifies that test data submitted by engine manufacturers is reliable and testing is performed according to EPA regulations. Under the Transition Program for Equipment Manufacturers (TPEM), NRCI equipment manufacturers may delay compliance with Tier 4 standards for up to seven years if they comply with certain limitations. The Program seeks to ease the impact of new emission standards on equipment manufacturers as they often need to redesign their products.

The latest form for Emissions Certification and Compliance Requirements for Nonroad Compression-Ignition Engines and On-Highway Heavy Duty Engines (Revision) expires 2023-03-31 and can be found here.

All Historical Document Collections
Revision of a currently approved collection 2023-03-31
Approved with change
Extension without change of a currently approved collection 2018-08-31
Approved with change
Revision of a currently approved collection 2014-08-29
Preapproved
No material or nonsubstantive change to a currently approved collection 2014-03-05
Approved without change
Revision of a currently approved collection 2011-04-08
Comment filed on proposed rule and continue
Revision of a currently approved collection 2010-05-26
Approved without change
Revision of a currently approved collection 2009-07-08
Preapproved
Revision of a currently approved collection 2008-11-21
Approved without change
Revision of a currently approved collection 2008-02-01
Comment filed on proposed rule and continue
Revision of a currently approved collection 2007-04-17
Comment filed on proposed rule and continue
Revision of a currently approved collection 2007-01-24
Approved without change
Revision of a currently approved collection 2005-06-01
Approved without change
Extension without change of a currently approved collection 2004-09-27
Comment filed on proposed rule and continue
Revision of a currently approved collection 2004-06-09
Approved without change
Revision of a currently approved collection 2001-02-28
Approved without change
Revision of a currently approved collection 1997-09-04
Approved without change
No material or nonsubstantive change to a currently approved collection 1997-08-20
Approved without change
No material or nonsubstantive change to a currently approved collection 1997-03-14
Approved without change
No material or nonsubstantive change to a currently approved collection 1996-05-16
Approved without change
No material or nonsubstantive change to a currently approved collection 1996-05-16
Approved without change
New collection (Request for a new OMB Control Number) 1994-03-17
OMB Details

Certification

Federal Enterprise Architecture: Environmental Management - Pollution Prevention and Control

Form 5900-135PLT Report for Locomotiveswww.epa.gov/vehicle-and-engine-certification/certification-and-compliance-nonroad-vehicles-and-enginesForm and instruction
Form 5900-302HD VER Quarterly Reportswww.epa.gov/vehicle-and-engine-certification/certification-and-compliance-nonroad-vehicles-and-enginesForm and instruction
Form 5900-300HD Voluntary Emissions Recall Reports VERRswww.epa.gov/vehicle-and-engine-certification/certification-and-compliance-nonroad-vehicles-and-enginesForm and instruction
Form 5900-301HD Defect Information Reportswww.epa.gov/vehicle-and-engine-certification/certification-and-compliance-nonroad-vehicles-and-enginesForm and instruction
Form 6900-5414Replacement Engine Exemption Reportwww.epa.gov/vehicle-and-engine-certification/certification-and-compliance-nonroad-vehicles-and-enginesForm and instruction
Form 5900-435In-use Testing for Locomotives www.epa.gov/vehicle-and-engine-certification/certification-and-compliance-nonroad-vehicles-and-enginesForm and instruction
Form 5900-273Locomotive Installation Audit Reportwww.epa.gov/vehicle-and-engine-certification/certification-and-compliance-nonroad-vehicles-and-enginesForm and instruction
Form 5900-298PLT Report for Marine CI Non-CumSumwww.epa.gov/vehicle-and-engine-certification/certification-and-compliance-nonroad-vehicles-and-enginesForm and instruction
Form 5900-297PLT Report for Marine CI CumSumwww.epa.gov/vehicle-and-engine-certification/certification-and-compliance-nonroad-vehicles-and-enginesForm and instruction
Form 5900-433AB&T Report for Marine Compression-Ignition Engineswww.epa.gov/vehicle-and-engine-certification/certification-and-compliance-nonroad-vehicles-and-enginesForm and instruction
Form 5900-274AB&T Report for Locomotiveswww.epa.gov/vehicle-and-engine-certification/certification-and-compliance-nonroad-vehicles-and-enginesForm and instruction
Form 5900-134AB&T Report for Heavy-Duty On-Highway Engineswww.epa.gov/vehicle-and-engine-certification/certification-and-compliance-nonroad-vehicles-and-enginesForm and instruction
Form 5900-125AB&T Report for Nonroad Compression Ignition Engines www.epa.gov/vehicle-and-engine-certification/certification-and-compliance-nonroad-vehicles-and-enginesForm and instruction
Form 5900-90HD/NR Engine Manufacturer Annual Production Reportwww.epa.gov/vehicle-and-engine-certification/certification-and-compliance-nonroad-vehicles-and-enginesForm and instruction

Review document collections for all forms, instructions, and supporting documents - including paper/printable forms.


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