OMB.report

Federal forms, ICRs, and supporting documents

OMB control number

Securities of State Nonmember Banks and State Savings Associations

OMB 3064-0030 · FDIC.

OMB 3064-0030

Section 12(i) of the Exchange Act grants authority to the Federal banking agencies to administer and enforce Sections 10A(m), 12, 13, 14(a), 14(c), 14(d), 14(f), and 16 of the Exchange Act and Sections 302, 303, 304, 306, 401(b), 404, 406, and 407 of the Sarbanes-Oxley Act of 2002. Pursuant to Section 12(i), the FDIC has the authority, including rulemaking authority, to administer and enforce these enumerated provisions as may be necessary with respect to state nonmember banks and state savings associations over which it has been designated the appropriate Federal banking agency. Section 12(i) generally requires the FDIC to issue regulations substantially similar to those issued by the Securities and Exchange Commission (“SEC”) regulations to carry out these responsibilities. Thus, Part 335 of the FDIC regulations incorporates by cross-reference the SEC rules and regulations regarding the disclosure and filing requirements of registered securities of state nonmember banks and state savings associations.

The latest form for Securities of State Nonmember Banks and State Savings Associations expires 2029-02-28 and is listed under ICR 202512-3064-001.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
Form 6800-03 Initial Statement of Beneficial Ownership of SecuritiesForm and Instruction
Form 6800-03 Securities of Insured Nonmember Bnaks and State Savings AssociationsForm and Instruction
Form 6800-05 Annual Statement of Beneficial Ownership of SecuritiesForm and Instruction
Form 6800-05 Securities of State Nonmember Banks and State Savings AssociationsForm and Instruction
Form 6800-04 Statement of Changes in Beneficial Ownership of SecuritiesForm and Instruction
Form 6800-04 Securities of State Nonmember Banks and State Savings AssociationsForm and Instruction
FR 2 Adjusting Certain Regulatory Thresholds - Bank Sec. - 90 FR 55789 December 4 2025.pdfSupplementary Document
FR 2 Adjusting Certain Regulatory Thresholds - Bank Sec. - 90 FR 55789 December 4 2025.pdf Supplementary Document
FR 1 Adjusting Certain Regulatory Thresholds - Bank Securities- 90 FR 35450 July 25 2025.pdfSupplementary Document
FR 1 Adjusting Certain Regulatory Thresholds - Bank Securities- 90 FR 35450 July 25 2025.pdf Supplementary Document
3064-0030 SPST Securities of Nonmember Banks 2025.docxSupporting Statement A
Securities of Insured Nonmember Bnaks and State Savings Associations Form and Instruction
Securities of Insured Nonmember Bnaks and State Savings Associations Form and Instruction
FDIC Form 1-A, Statement of Policy on Offering Circulars Information collection
FDIC Form D, Statement of Policy on Offering Circulars Information collection
Schedule 14D-1 (Tender Offer) Information collection
14C Information Required in Information Statements Information collection
14 Proxy Statements Information collection
13G Certain Acquisitions of Stock Information collection
13E-3 Going Private Transactions by Certain Issuers of Their Affiliates Information collection
13D Certain Beneficial Ownership Changes Information collection
25 Notification of Removal from Listing and/or Registration Under Section 12(b) of the Securities Exchange Act of 1934 Information collection
15 Certification and Notice of Termination of Registration Information collection
12b-25 Notification of Late Filing Information collection
10-Q Quaterly Report Information collection
10-K Annual Report Information collection
10 Registration of Securities Information collection
8-K Current Report Information collection
8-A Registration of Certain Classes of Securities Information collection
Securities of State Nonmember Banks and State Savings Associations Form and Instruction
Securities of State Nonmember Banks and State Savings Associations Form and Instruction
Securities of State Nonmember Banks and State Savings Associations Form and Instruction
Securities of State Nonmember Banks and State Savings Associations Form and Instruction

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202512-3064-001 Revision of a currently approved collection 2025-12-23 Approved without change
202301-3064-002 Revision of a currently approved collection 2023-02-22 Approved without change
202102-3064-002 Revision of a currently approved collection 2021-02-04 Comment filed on proposed rule and continue
202001-3064-005 Extension without change of a currently approved collection 2020-01-21 Approved without change
201609-3064-002 Revision of a currently approved collection 2016-09-08 Approved without change
201304-3064-004 Extension without change of a currently approved collection 2013-07-25 Approved without change
201002-3064-002 Extension without change of a currently approved collection 2010-06-22 Approved without change
200703-3064-003 Extension without change of a currently approved collection 2007-03-05 Approved without change
200402-3064-001 Revision of a currently approved collection 2004-02-03 Approved without change
200306-3064-005 Extension without change of a currently approved collection 2003-06-24 Approved without change
200005-3064-004 Extension without change of a currently approved collection 2000-05-22 Approved without change
199812-3064-003 No material or nonsubstantive change to a currently approved collection 1998-12-17 Approved without change
199706-3064-008 Revision of a currently approved collection 1997-06-24 Approved without change
199406-3064-002 Revision of a currently approved collection 1994-06-17 Approved without change
199201-3064-001 Revision of a currently approved collection 1992-01-30 Approved without change
198905-3064-001 Revision of a currently approved collection 1989-05-23 Approved without change
198904-3064-014 No material or nonsubstantive change to a currently approved collection 1989-04-06 Approved with change
198808-3064-028 No material or nonsubstantive change to a currently approved collection 1988-08-11 Approved with change
198805-3064-001 Revision of a currently approved collection 1988-05-02 Approved without change
198708-3064-015 No material or nonsubstantive change to a currently approved collection 1987-08-13 Approved with change
198705-3064-001 Revision of a currently approved collection 1987-05-08 Approved without change
198609-3064-019 No material or nonsubstantive change to a currently approved collection 1986-09-08 Approved with change
198510-3064-018 No material or nonsubstantive change to a currently approved collection 1985-10-25 Approved with change
198406-3064-003 Revision of a currently approved collection 1984-06-11 Approved without change
198310-3064-015 No material or nonsubstantive change to a currently approved collection 1983-10-15 Approved with change
198107-3064-001 Extension without change of a currently approved collection 1981-07-17 Approved without change
198104-3064-030 Revision of a currently approved collection 1981-04-30 Approved without change

OMB Details

Securities of Insured Nonmember Bnaks and State Savings Associations

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight

Information collection instruments
FormNameElectronic accessType
Form 6800-03Initial Statement of Beneficial Ownership of Securitiesfdicnet.fdic.gov/content/dam/doa/documents/rim/forms/6000/6800-03.docForm and instruction

Review document collections for all forms, instructions, and supporting documents - including paper/printable forms.