Securities of State Nonmember Banks and State Savings Associations

OMB 3064-0030

OMB 3064-0030

Section 12(i) of the Exchange Act grants authority to the Federal banking agencies to administer and enforce Sections 10A(m), 12, 13, 14(a), 14(c), 14(d), 14(f), and 16 of the Exchange Act and Sections 302, 303, 304, 306, 401(b), 404, 406, and 407 of the Sarbanes-Oxley Act of 2002. Pursuant to Section 12(i), the FDIC has the authority, including rulemaking authority, to administer and enforce these enumerated provisions as may be necessary with respect to state nonmember banks and state savings associations over which it has been designated the appropriate Federal banking agency. Section 12(i) generally requires the FDIC to issue regulations substantially similar to those issued by the Securities and Exchange Commission (“SEC”) regulations to carry out these responsibilities. Thus, Part 335 of the FDIC regulations incorporates by cross-reference the SEC rules and regulations regarding the disclosure and filing requirements of registered securities of state nonmember banks and state savings associations.

The latest form for Securities of State Nonmember Banks and State Savings Associations expires 2023-02-28 and can be found here.

Latest Forms, Documents, and Supporting Material
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Name
Form and Instruction
Form and Instruction
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Supplementary Document
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Supporting Statement A
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Revision of a currently approved collection 2023-02-22
Comment filed on proposed rule and continue
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Extension without change of a currently approved collection 2020-01-21
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Revision of a currently approved collection 2016-09-08
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Extension without change of a currently approved collection 2013-07-25
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Extension without change of a currently approved collection 2010-06-22
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Extension without change of a currently approved collection 2007-03-05
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Revision of a currently approved collection 2004-02-03
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Extension without change of a currently approved collection 2003-06-24
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Extension without change of a currently approved collection 2000-05-22
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No material or nonsubstantive change to a currently approved collection 1998-12-17
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Revision of a currently approved collection 1997-06-24
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Revision of a currently approved collection 1994-06-17
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Revision of a currently approved collection 1992-01-30
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Revision of a currently approved collection 1989-05-23
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No material or nonsubstantive change to a currently approved collection 1989-04-06
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No material or nonsubstantive change to a currently approved collection 1988-08-11
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Revision of a currently approved collection 1988-05-02
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No material or nonsubstantive change to a currently approved collection 1987-08-13
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Revision of a currently approved collection 1987-05-08
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No material or nonsubstantive change to a currently approved collection 1986-09-08
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No material or nonsubstantive change to a currently approved collection 1985-10-25
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Revision of a currently approved collection 1984-06-11
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No material or nonsubstantive change to a currently approved collection 1983-10-15
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Extension without change of a currently approved collection 1981-07-17
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Revision of a currently approved collection 1981-04-30
OMB Details

Securities of Insured Nonmember Bnaks and State Savings Associations

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight

Form 6800-03Initial Statement of Beneficial Ownership of Securitiesfdicnet.fdic.gov/content/dam/doa/documents/rim/forms/6000/6800-03.docForm and instruction

Review document collections for all forms, instructions, and supporting documents - including paper/printable forms.


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