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Federal forms, ICRs, and supporting documents

OMB control number

Reporting and Recordkeeping Requirements for Brokered Deposits

OMB 3064-0099 ยท FDIC.

OMB 3064-0099

Section 29 of the Federal Deposit Insurance Act prohibits undercapitalized insured depository institutions from accepting, renewing, or rolling over any brokered deposits. Adequately capitalized institutions may do so with a waiver from the FDIC, while well-capitalized institutions may accept, renew, or roll over brokered deposits without restriction.

The latest form for Reporting and Recordkeeping Requirements for Brokered Deposits expires 2027-05-31 and is listed under ICR 202308-3064-001.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
SPST-0099 Reporting and RK Requirements for Brokered Deposits NPR Aug 2024.docxSupporting Statement A
Application for Waiver of Prohibition on Acceptance of Brokered Deposits Information collection
Reporting for Primary Purpose Exception Not Based on Business Arrangements that meets a Designated Exception - Ongoing Information collection
Reporting for Primary Purpose Exception Based on the Placement of Less Than 10 Percent of Customer Assets Under Management with Additional 3rd Party - Ongoing Information collection
Notice Submission for Primary Purpose Exception Based on the Placement of Less Than 10 Percent of Customer Assets Under Administration - Ongoing Information collection
Application for Primary Purpose Exception Not Based on Business Arrangements that Meets a Designated Exception - Implementation Information collection
Application for Primary Purpose Exception Based on 10 Test With Additional 3rd Party - Implementation Information collection
Notice Submission for Primary Purpose Exception Based on Placement of Less Than 10 Percent of Customer Assets Under Management - Implementation Information collection

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202409-3064-002 Revision of a currently approved collection 2024-09-20
202308-3064-001 Extension without change of a currently approved collection 2024-03-20 Approved without change
202102-3064-001 Revision of a currently approved collection 2021-02-05 Approved without change
202011-3064-003 Extension without change of a currently approved collection 2020-11-30
202002-3064-001 Revision of a currently approved collection 2020-02-10 Preapproved
201702-3064-010 Extension without change of a currently approved collection 2017-07-27 Approved without change
201312-3064-007 Extension without change of a currently approved collection 2014-03-27 Approved without change
201012-3064-011 Extension without change of a currently approved collection 2011-02-24 Approved without change
200710-3064-006 Extension without change of a currently approved collection 2007-10-29 Approved without change
200408-3064-001 Extension without change of a currently approved collection 2004-08-09 Approved without change
200108-3064-005 Revision of a currently approved collection 2001-08-29 Approved without change
199807-3064-003 Extension without change of a currently approved collection 1998-07-23 Approved without change
199506-3064-001 Extension without change of a currently approved collection 1995-06-08 Approved without change
199204-3064-002 Revision of a currently approved collection 1992-04-16 Approved without change
198911-3064-005 New collection (Request for a new OMB Control Number) 1989-11-30 Approved without change

OMB Details

Application for Waiver of Prohibition on Acceptance of Brokered Deposits

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight