Interagency Guidance on Asset Securitization Activities

OMB 3064-0137

Insured financial institutions engaged in asset securitization must develop written asset securitization policies, document fair value of retained interests, and establish a management information system to monitor securitization activities.

The latest form for Interagency Guidance on Asset Securitization Activities expires 2021-01-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
SPST-0137 Interagency Guidance on Asset Securitization 2024 Renewal.docx Supporting Statement A
FR2 0137 Interagency Guidance Asset Securitization Activities 89 FR 12336 Feb 16 2024.pdf Supplementary Document
FR1 0137 Interagency Guidance Asset Securitization Activities 88 FR 86646 Dec 14 2023.pdf Supplementary Document
Documentation of Fair Value Other-Guidance
MIS Improvements - Systems Upgrades Other-Guidance
MIS Improvements - New Entrant Other-Guidance
Asset Securitization Policies - Upgrades of Policies Other-Guidance
Asset Securitization Policies - New Entrant Other-Guidance

All Historical Document Collections

202402-3064-002	Extension without change of a currently approved collection	2024-02-16
202011-3064-004	Extension without change of a currently approved collection	2020-11-30
201709-3064-001 Approved without change	Extension without change of a currently approved collection	2017-09-01
201612-3064-004 Improperly submitted and continue	Revision of a currently approved collection	2017-01-12
201307-3064-008 Approved without change	Extension without change of a currently approved collection	2013-11-20
201205-3064-019 Approved without change	No material or nonsubstantive change to a currently approved collection	2012-07-19
201005-3064-007 Approved without change	Extension without change of a currently approved collection	2010-09-21
200705-3064-003 Approved without change	Revision of a currently approved collection	2007-05-30
200403-3064-001 Approved without change	Extension without change of a currently approved collection	2004-03-10
200008-3064-003 Approved without change	Extension without change of a currently approved collection	2000-08-24
200004-3064-001 Approved without change	New collection (Request for a new OMB Control Number)	2000-04-05

OMB Details

Documentation of Fair Value

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight