Interagency Statement on Sound Practices Concerning Complex Structured Finance Transactions

OMB 3064-0148

OMB 3064-0148

The Interagency Statement on Sound Practices Concerning Complex Structured Finance Transactions describes the types of internal controls and risk management procedures that the Agencies believe are particularly effective in assisting financial institutions to identify, evaluate, assess, document, and control the full range of credit, market, operational, legal and reputational risks. A financial institution that engages in complex structured finance transactions should maintain a set of formal, written, firm-wide policies and procedures that are designed to allow the institution to identify and assess these risks.

The latest form for Interagency Statement on Sound Practices Concerning Complex Structured Finance Transactions expires 2021-01-31 and can be found here.

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