OMB control number

Registration of Mortgage Loan Originators

OMB 3064-0171 · FDIC.

OMB 3064-0171

Implements the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) requirement that employees of Federally-regulated institutions who engage in the business of a mortgage loan originator to register with the Nationwide Mortgage Licensing System and Registry and establishes national licensing and registration requirements. It also directs Federally-regulated institutions to have written policies and procedures in place to ensure that their employees who perform mortgage loan originations coomply with the registration and other SAFE Act requirements.

The latest form for Registration of Mortgage Loan Originators expires 2028-06-30 and is listed under ICR 202504-3064-005.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
Document	Type
SPST-0171 - Registration of Mortgage Loan Originators (SAFE Act) - 2025 FINAL.docx	Supporting Statement A
SPST-0171 - Registration of Mortgage Loan Originators (SAFE Act) - 2025 FINAL.docx	Supporting Statement A
Financial Institution Procedures for Public Disclosure of Mortgage Loan Originator's Unique Identifier - New Entrants	Information collection
Financial Institution Procedures for the Collection and Maintenance of Employee Mortgage Loan Originator's Criminal History Background Reports - Implementation	Information collection
Financial Institution Procedures to Track and Monitor Compliance with S.A.F.E. Act Compliance - Implementation	Information collection
Financial Institution Policies and Procedures for Ensuring Employee-Mortgage Loan Originator Compliance With S.A.F.E. Act Requirements - Implementation	Information collection
Mortgage Loan Originator Annual Renewal Registration Reporting and Authorization Requirements	Information collection
Mortgage Loan Originator Procedures for Disclosure to Consumers of Unique Identifier	Information collection
Financial Institution Procedures for the Collection of Employee Mortgage Loan Originator's Fingerprints	Information collection
Mortgage Loan Originator Registration Updates Upon Change in Circumstances	Information collection
Mortgage Loan Originator Initial Registration Reporting and Authorization Requirements	Information collection
Financial Institution Information Reporting to Registry	Information collection
Financial Institution Procedures for Public Disclosure of Mortgage Loan Originator's Unique Identifier - Ongoing	Information collection
Financial Institution Procedures for the Collection and Maintenance of Employee Mortgage Loan Originator's Criminal History Background Reports - Ongoing	Information collection
Financial Institution Procedures to Track and Monitor Compliance with S.A.F.E. Act Compliance Ongoing	Information collection
Financial Institution Policies and Procedures for Ensuring Employee-Mortgage Loan Originator Compliance With S.A.F.E. Act Requirements - Ongoing	Information collection

All Historical Document Collections

Historical document collections
Reference	Filing	Received	Action
202504-3064-005	Extension without change of a currently approved collection	2025-04-30
202203-3064-001	Revision of a currently approved collection	2022-03-21	Approved without change
201904-3064-010	Extension without change of a currently approved collection	2019-05-01	Approved without change
201511-3064-006	Revision of a currently approved collection	2015-11-27	Approved without change
201207-3064-003	Extension without change of a currently approved collection	2012-09-26	Approved without change
201010-3064-001	Revision of a currently approved collection	2010-10-04	Approved without change
200905-3064-003	New collection (Request for a new OMB Control Number)	2009-06-09	Preapproved

OMB Details

Financial Institution Policies and Procedures for Ensuring Employee-Mortgage Loan Originator Compliance With S.A.F.E. Act Requirements - Ongoing

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight