Resolution Plans Required

OMB 3064-0210

To promote financial stability, section 165(d) of the Dodd-Frank Act requires each covered company to periodically submit a plan for such company’s rapid and orderly resolution under the Bankruptcy Code in the event of the company’s material financial distress or failure.

The latest form for Resolution Plans Required expires 2022-12-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
FR2 - 88 FR 65677 (Sept 25 2023).pdf Supplementary Document
FR1 - 88 FR 45902 (Jul 18 2023).pdf Supplementary Document
SPST-0210 Renewal - 9-26-2023.pdf Supporting Statement A
Triennial Full - Complex Foreign (new)
12 CFR 381.4(d)(6)(ii) - Waivers by Covered Companies
12 CFR 381.4(a) - Biennial Filers - Domestic
12 CFR 381.4(b) - Triennial Full - Foreign and Domestic
12 CFR 381.4(b) - Triennial Full - Complex Foreign
12 CFR 381.4(c) - Triennial Reduced

All Historical Document Collections

202309-3064-004 Approved without change	Revision of a currently approved collection	2023-09-26
202012-3064-001	Revision of a currently approved collection	2020-12-22
201911-3064-002 Approved without change	Existing collection in use without an OMB Control Number	2019-11-15
201905-3064-003 Comment filed on proposed rule	New collection (Request for a new OMB Control Number)	2019-05-20

OMB Details

Triennial Reduced

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight