OMB.report

Federal forms, ICRs, and supporting documents

OMB control number

Resolution Plans Required

OMB 3064-0210 · FDIC.

OMB 3064-0210

To promote financial stability, section 165(d) of the Dodd-Frank Act requires each covered company to periodically submit a plan for such company’s rapid and orderly resolution under the Bankruptcy Code in the event of the company’s material financial distress or failure.

The latest form for Resolution Plans Required expires 2027-12-31 and is listed under ICR 202408-3064-008.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
Final Guidance ZA38 - Foreign Resolution Plans Triennial Filers 89 FR 66510 August 15, 2924.pdf Supplementary Document
Proposed Guidance; Request for Comments ZA38 - Guidance for Resolution Plan Submissions of Foreign Triennial Full Filers 88 FR 64641 September 19, 2023.pdf Supplementary Document
Final Guidance ZA37 - Resolution Plans Triennial Filers 89 FR 66388 August 15, 2024.pdf Supplementary Document
Proposed Guidance; Request for Comments ZA37 - Guidance for Resolution Plan Submissions of Domestic Triennial Full Filers 88 FR 64626 September 19, 2023.pdf Supplementary Document
SPST-0210 Final Guidance.docxSupporting Statement A
12 CFR 381.4(b), Triennial Full - Domestic MPOE Information collection
12 CFR 381.4(b), Triennial Full - FBO MPOE Information collection
12 CFR 381.4(b), Triennial Full - FBO SPOE Information collection
12 CFR 381.4(d)(6)(ii) - Waivers by Covered Companies Information collection
12 CFR 381.4(a) - Biennial Filers - Domestic Information collection
12 CFR 381.4(b) - Triennial Full - Foreign and Domestic Information collection
12 CFR 381.4(b) - Triennial Full - Complex Foreign Information collection
12 CFR 381.4(c) - Triennial Reduced Information collection

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202408-3064-008 Revision of a currently approved collection 2024-08-22
202309-3064-004 Revision of a currently approved collection 2023-09-26 Approved without change
202012-3064-001 Revision of a currently approved collection 2020-12-22
201911-3064-002 Existing collection in use without an OMB Control Number 2019-11-15 Approved without change
201905-3064-003 New collection (Request for a new OMB Control Number) 2019-05-20 Comment filed on proposed rule

OMB Details

12 CFR 381.4(c) - Triennial Reduced

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight