OMB.report

Federal forms, ICRs, and supporting documents

OMB control number

Rule 15Ba2-5, Registration of fiduciaries

OMB 3235-0088 ยท SEC.

OMB 3235-0088

Rule 15Ba-5, adopted July 7, 1975, effective July 16, 1975 (see 41 FR 28948, July 14, 1975), permits a duly-appointed fiduciary to assume immediate responsibility for the operation of a municipal securities dealers's business.

The latest form for Rule 15Ba2-5, Registration of fiduciaries expires 2022-12-31 and is listed under ICR 201907-3235-007.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
20250908_3235-0083_2025-17112_90 FR 43275_30-Day Submission Notice.pdf.pdfSupplementary Document
Revised PRA Supporting Statement for Registration of Municipal Securities Dealers 09292025.pdfSupporting Statement A
SIFMA Comment Letter - SEC PRA request on registration forms final.pdf (document unavailable)Public Comments
2025 06 12_90 FR 24835_3235-0083_60-Day Collection Notice.pdfSupplementary Document
2025 06 12_90 FR 24835_3235-0083_60-Day Collection Notice.pdf Supplementary Document
pia-edgar.pdfSupplementary Document
Rule 15Ba2-5, Registration of fiduciaries Instruction

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202505-3235-015 Revision of a currently approved collection 2025-09-08
202205-3235-033 Revision of a currently approved collection 2022-07-25 Approved without change
201907-3235-007 Extension without change of a currently approved collection 2019-10-28 Approved without change
201605-3235-005 Extension without change of a currently approved collection 2016-11-01 Approved without change
201307-3235-011 Extension without change of a currently approved collection 2013-11-01 Approved without change
201007-3235-021 Extension without change of a currently approved collection 2010-09-02 Approved without change
200708-3235-019 Revision of a currently approved collection 2007-11-05 Approved without change
200507-3235-007 Extension without change of a currently approved collection 2005-07-26 Approved without change
200207-3235-018 Extension without change of a currently approved collection 2002-07-24 Approved without change
199908-3235-009 Extension without change of a currently approved collection 1999-08-17 Approved without change
199609-3235-012 Extension without change of a currently approved collection 1996-09-16 Approved without change
199308-3235-020 Revision of a currently approved collection 1993-08-10 Approved without change
199101-3235-005 Reinstatement with change of a previously approved collection 1991-01-23 Approved without change
198710-3235-020 Extension without change of a currently approved collection 1987-10-27 Approved without change
198408-3235-010 Extension without change of a currently approved collection 1984-08-07 Approved without change
198108-3235-036 New collection (Request for a new OMB Control Number) 1981-08-26 Approved without change