OMB control number
Rule 15Ba2-4, Registration of successor to registered municipal securities dealer
OMB 3235-0089 · SEC.
OMB 3235-0089
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 Form SEC1534 Form MSD | Form and Instruction |
| Form SEC1534 Registration of Successor to Registered Municipal Securities Dealer | Form and Instruction |
| 20250908_3235-0083_2025-17112_90 FR 43275_30-Day Submission Notice.pdf.pdf | Supplementary Document |
| Revised PRA Supporting Statement for Registration of Municipal Securities Dealers 09292025.pdf | Supporting Statement A |
| SIFMA Comment Letter - SEC PRA request on registration forms final.pdf (document unavailable) | Public Comments |
| 2025 06 12_90 FR 24835_3235-0083_60-Day Collection Notice.pdf | Supplementary Document |
| pia-edgar.pdf | Supplementary Document |
 Registration of Successor to Registered Municipal Securities Dealer |
Form and Instruction |
| Registration of Successor to Registered Municipal Securities Dealer |
Form and Instruction |
All Historical Document Collections
| Reference | Filing | Received | Concluded | Action |
|---|---|---|---|---|
| 202505-3235-016 | Reinstatement with change of a previously approved collection | 2025-09-08 | ||
| 199101-3235-017 | Reinstatement with change of a previously approved collection | 1991-01-23 | Approved without change | |
| 198904-3235-013 | No material or nonsubstantive change to a currently approved collection | 1989-04-06 | Approved with change | |
| 198710-3235-026 | Extension without change of a currently approved collection | 1987-10-27 | Approved without change | |
| 198408-3235-007 | Extension without change of a currently approved collection | 1984-08-07 | Approved without change | |
| 198108-3235-037 | New collection (Request for a new OMB Control Number) | 1981-08-26 | Approved without change |