Rule 12d1-3

OMB 3235-0109

OMB 3235-0109

Rule 12d1-3 requires a certification that a security has been approved by an exchange for listing and registration pursuant to Section 12(d) of the Securities Exchange Act of 1934 to be filed with the Commission.

The latest form for Rule 12d1-3 expires 2022-10-31 and can be found here.

Latest Forms, Documents, and Supporting Material
All Historical Document Collections
Approved without change
Extension without change of a currently approved collection 2019-08-20
Approved without change
Extension without change of a currently approved collection 2016-06-24
Approved without change
Extension without change of a currently approved collection 2013-04-26
Approved without change
Extension without change of a currently approved collection 2010-02-19
Approved without change
Extension without change of a currently approved collection 2007-01-04
Approved without change
Extension without change of a currently approved collection 2003-10-30
Approved without change
Extension without change of a currently approved collection 2000-04-20
Approved without change
Extension without change of a currently approved collection 1997-01-31
Approved without change
Extension without change of a currently approved collection 1993-09-17
Approved without change
Extension without change of a currently approved collection 1990-10-09
Approved without change
Extension without change of a currently approved collection 1987-10-07
Approved without change
Revision of a currently approved collection 1984-09-05
Approved with change
No material or nonsubstantive change to a currently approved collection 1982-01-19
Approved without change
New collection (Request for a new OMB Control Number) 1981-09-18

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