Exemption For Foreign Seco Broker-dealers From Associated Person Assessment (17 Cfr 240.15b9-1(c), Form Seco-2f (17 Cfr 249.502a)

OMB 3235-0139

Latest Forms, Documents, and Supporting Material

Document Name
EXEMPTION FOR FOREIGN SECO BROKER-DEALERS FROM ASSOCIATED PERSON ASSESSMENT (17 CFR 240.15B9-1(C), FORM SECO-2F (17 CFR 249.502A)

All Historical Document Collections

198308-3235-026 Approved with change	No material or nonsubstantive change to a currently approved collection	1983-08-16
198109-3235-044 Approved without change	New collection (Request for a new OMB Control Number)	1981-09-30