OMB control number
Exemption For Foreign Seco Broker-dealers From Associated Person Assessment (17 Cfr 240.15b9-1(c), Form Seco-2f (17 Cfr 249.502a)
OMB 3235-0139 · SEC.
OMB 3235-0139
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 EXEMPTION FOR FOREIGN SECO BROKER-DEALERS FROM ASSOCIATED PERSON ASSESSMENT (17 CFR 240.15B9-1(C), FORM SECO-2F (17 CFR 249.502A) |
Information collection |
All Historical Document Collections
| Reference | Filing | Received | Concluded | Action |
|---|---|---|---|---|
| 198308-3235-026 | No material or nonsubstantive change to a currently approved collection | 1983-08-16 | Approved with change | |
| 198109-3235-044 | New collection (Request for a new OMB Control Number) | 1981-09-30 | Approved without change |