OMB control number

Rule 20a-1 under the Investment Company Act of 1940, Solicitation of Proxies, Consents and Authorizations

OMB 3235-0158 · SEC.

OMB 3235-0158

Rule 20a-1 requires that the solicitation of a proxy, consent, or authorization with respect to a security issued by a fund be impliance with Regulation 14A (17 CFR 240.14a-1 et seq.), Schedule 14A (17 CFR 240.14a-101), and all other rules and regulations adopted pursuant to section 14(a) of the Securities Exchange Act of 1934 (“1934 Act”) (15 U.S.C. 78n(a)).

The latest form for Rule 20a-1 under the Investment Company Act of 1940, Solicitation of Proxies, Consents and Authorizations expires 2028-01-31 and is listed under ICR 202410-3235-001.

Latest Forms, Documents, and Supporting Material

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202410-3235-001 Extension without change of a currently approved collection 2024-12-13
202202-3235-010 Revision of a currently approved collection 2022-02-09 Approved without change
201911-3235-001 Revision of a currently approved collection 2019-11-12 Comment filed on proposed rule and continue
201904-3235-003 Extension without change of a currently approved collection 2019-08-06 Approved with change
201810-3235-030 Revision of a currently approved collection 2018-10-19 Comment filed on proposed rule and continue
201602-3235-007 Extension without change of a currently approved collection 2016-09-13 Approved without change
201307-3235-013 Extension without change of a currently approved collection 2013-07-25 Approved without change
201009-3235-026 Revision of a currently approved collection 2010-09-28 Approved without change
201007-3235-033 Revision of a currently approved collection 2010-08-03 Approved without change
201004-3235-004 Revision of a currently approved collection 2010-04-14 Comment filed on proposed rule and continue
201002-3235-008 Revision of a currently approved collection 2010-02-04 Approved without change
200912-3235-010 Revision of a currently approved collection 2009-12-10 Preapproved
200909-3235-005 Revision of a currently approved collection 2009-09-03 Preapproved
200903-3235-011 Extension without change of a currently approved collection 2009-06-08 Approved without change
200608-3235-005 Extension without change of a currently approved collection 2006-09-06 Approved without change
200401-3235-009 Revision of a currently approved collection 2004-01-22 Comment filed on proposed rule and continue
200309-3235-001 Revision of a currently approved collection 2003-09-10 Approved without change
200211-3235-003 Extension without change of a currently approved collection 2002-11-13 Approved without change
199911-3235-001 Revision of a currently approved collection 1999-11-02 Approved without change
199706-3235-001 Extension without change of a currently approved collection 1997-06-17 Approved without change
199408-3235-001 Extension without change of a currently approved collection 1994-08-12 Approved without change
199402-3235-016 Revision of a currently approved collection 1994-02-03 Approved without change
199301-3235-063 Revision of a currently approved collection 1993-01-26 Approved without change
199205-3235-001 Revision of a currently approved collection 1992-05-01 Approved without change
199108-3235-013 Extension without change of a currently approved collection 1991-08-05 Approved without change
198808-3235-025 Extension without change of a currently approved collection 1988-08-09 Approved without change
198508-3235-027 Extension without change of a currently approved collection 1985-08-27 Approved without change
198308-3235-027 No material or nonsubstantive change to a currently approved collection 1983-08-16 Approved with change
198207-3235-002 Revision of a currently approved collection 1982-07-27 Approved without change
198201-3235-005 No material or nonsubstantive change to a currently approved collection 1982-01-19 Approved with change
198110-3235-017 New collection (Request for a new OMB Control Number) 1981-10-19 Approved without change