Rule 20a-1 under the Investment Company Act of 1940, Solicitation of Proxies, Consents and Authorizations

OMB 3235-0158

OMB 3235-0158

Rule 20a-1 under the Investment Company Act of 1940 requires that the solicitation of a proxy, consent, or authorization with respect to a security issued by a registered investment company be in compliance with Regulation 14A, Schedule 14A, and all other rules and regulations adopted pursuant to section 14(a) of the Securities Exchange Act of 1934.

The latest form for Rule 20a-1 under the Investment Company Act of 1940, Solicitation of Proxies, Consents and Authorizations expires 2022-10-31 and can be found here.

All Historical Document Collections
Comment filed on proposed rule and continue
Revision of a currently approved collection 2019-11-12
Approved with change
Extension without change of a currently approved collection 2019-08-06
Comment filed on proposed rule and continue
Revision of a currently approved collection 2018-10-19
Approved without change
Extension without change of a currently approved collection 2016-09-13
Approved without change
Extension without change of a currently approved collection 2013-07-25
Approved without change
Revision of a currently approved collection 2010-09-28
Approved without change
Revision of a currently approved collection 2010-08-03
Comment filed on proposed rule and continue
Revision of a currently approved collection 2010-04-14
Approved without change
Revision of a currently approved collection 2010-02-04
Preapproved
Revision of a currently approved collection 2009-12-10
Preapproved
Revision of a currently approved collection 2009-09-03
Approved without change
Extension without change of a currently approved collection 2009-06-08
Approved without change
Extension without change of a currently approved collection 2006-09-06
Comment filed on proposed rule and continue
Revision of a currently approved collection 2004-01-22
Approved without change
Revision of a currently approved collection 2003-09-10
Approved without change
Extension without change of a currently approved collection 2002-11-13
Approved without change
Revision of a currently approved collection 1999-11-02
Approved without change
Extension without change of a currently approved collection 1997-06-17
Approved without change
Extension without change of a currently approved collection 1994-08-12
Approved without change
Revision of a currently approved collection 1994-02-03
Approved without change
Revision of a currently approved collection 1993-01-26
Approved without change
Revision of a currently approved collection 1992-05-01
Approved without change
Extension without change of a currently approved collection 1991-08-05
Approved without change
Extension without change of a currently approved collection 1988-08-09
Approved without change
Extension without change of a currently approved collection 1985-08-27
Approved with change
No material or nonsubstantive change to a currently approved collection 1983-08-16
Approved without change
Revision of a currently approved collection 1982-07-27
Approved with change
No material or nonsubstantive change to a currently approved collection 1982-01-19
Approved without change
New collection (Request for a new OMB Control Number) 1981-10-19

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