Investment Company Act rule 18f-1, 17 C.F.R. Sec. 270.18f-1, exemption from certain requirements of section 18(f)(1) for registered open-end investment companies that have the right to redeem in kind;

OMB 3235-0211

Rule 18f-1 enables a registered open-end management investment company that may redeem its securities in kind to elect to commit to make limited cash redemptions without violating section 18(f)(1) of the Investment Company Act of 1940. Form N-18F-1 provides notification of this election.

The latest form for Investment Company Act rule 18f-1, 17 C.F.R. Sec. 270.18f-1, exemption from certain requirements of section 18(f)(1) for registered open-end investment companies that have the right to redeem in kind; expires 2023-04-30 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
Form SEC 1846 Investment Company Act Rule 18f-1; Form N-18F-1 Form and Instruction
3235-0211.pdf Supplementary Document
3235-0211.pdf Supplementary Document
Form N-18F-1 (2023) Rule 18f-1 - Supporting Statement.pdf Supporting Statement A
Investment Company Act Rule 18f-1; Form N-18F-1 Form and Instruction

All Historical Document Collections

202209-3235-015 Approved without change	Extension without change of a currently approved collection	2023-01-30
201909-3235-015 Approved without change	Revision of a currently approved collection	2020-03-09
201611-3235-002 Approved with change	Extension without change of a currently approved collection	2017-01-27
201401-3235-010 Approved without change	Extension without change of a currently approved collection	2014-03-06
201103-3235-033 Approved without change	Extension without change of a currently approved collection	2011-03-29
200802-3235-004 Approved without change	Extension without change of a currently approved collection	2008-05-13
200506-3235-019 Approved without change	Extension without change of a currently approved collection	2005-06-16
200207-3235-002 Approved without change	Extension without change of a currently approved collection	2002-07-10
199910-3235-003 Approved without change	Extension without change of a currently approved collection	1999-10-21
199610-3235-004 Approved without change	Extension without change of a currently approved collection	1996-10-18
199310-3235-003 Approved without change	Revision of a currently approved collection	1993-10-19
199301-3235-074 Approved without change	Revision of a currently approved collection	1993-01-26
199102-3235-006 Approved without change	Extension without change of a currently approved collection	1991-02-05
198712-3235-023 Approved without change	Extension without change of a currently approved collection	1987-12-23
198412-3235-006 Approved without change	Extension without change of a currently approved collection	1984-12-07
198111-3235-008 Approved without change	New collection (Request for a new OMB Control Number)	1981-11-03