OMB control number

Form 2-E under the Securities Act of 1933, Report of Sales pursuant to Rule 609 of Regulation E. Rule 609 under the Securities Act of 1933, Report of Sales.

OMB 3235-0233 · SEC.

OMB 3235-0233

Rule 609 requires small business investment companies and business development companies that have engaged in limited offerings of securities to report semi-annually on Form 2-E the progress of their offerings, including the number of share sold.

The latest form for Form 2-E under the Securities Act of 1933, Report of Sales pursuant to Rule 609 of Regulation E. Rule 609 under the Securities Act of 1933, Report of Sales. expires 2027-01-31 and is listed under ICR 202310-3235-008.

SEC filings made via the EDGAR database are searchable on SEC.report, along with a feed of the latest filings for OMB 3235-0233: Form 2-E filings .

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202310-3235-008 Extension without change of a currently approved collection 2023-12-21 Approved without change
202012-3235-010 Extension without change of a currently approved collection 2021-03-19 Approved without change
201711-3235-006 Extension without change of a currently approved collection 2018-04-17 Approved without change
201410-3235-022 Extension without change of a currently approved collection 2015-04-08 Approved without change
201202-3235-005 Extension without change of a currently approved collection 2012-02-07 Approved without change
200811-3235-002 Extension without change of a currently approved collection 2009-04-20 Approved without change
200606-3235-002 Extension without change of a currently approved collection 2006-06-29 Approved without change
200306-3235-006 Extension without change of a currently approved collection 2003-06-26 Approved without change
200008-3235-012 Extension without change of a currently approved collection 2000-08-28 Approved without change
199709-3235-010 Extension without change of a currently approved collection 1997-09-22 Approved without change
199410-3235-005 Extension without change of a currently approved collection 1994-10-06 Approved without change
199301-3235-072 Revision of a currently approved collection 1993-01-26 Approved without change
199102-3235-009 Revision of a currently approved collection 1991-02-04 Approved without change
198712-3235-016 Extension without change of a currently approved collection 1987-12-23 Approved without change
198411-3235-005 Extension without change of a currently approved collection 1984-11-27 Approved without change
198111-3235-029 New collection (Request for a new OMB Control Number) 1981-11-03 Approved without change