OMB control number

Rule 17f-1(g), 17 CFR 240.17f-1(g): Recordkeeping Requirements for the Lost & Stolen Securities Program

OMB 3235-0290 · SEC.

OMB 3235-0290

Rule 17f-1(g), 17 CFR 240.17f-1(g), requires that all reporting institutions (i.e., every national securities exchange, member thereof, registered securities association, broker, dealer, municipal securities dealer, registered transfer agent, registered clearing agency, participant therein, member of the Federal Reserve System, and bank insured by the FDIC) maintain and preserve a number of documents related to their participation in the Lost and Stolen Securities Program under Rule 17f-1.

The latest form for Rule 17f-1(g), 17 CFR 240.17f-1(g): Recordkeeping Requirements for the Lost & Stolen Securities Program expires 2029-06-30 and is listed under ICR 202512-3235-028.

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202512-3235-028 Extension without change of a currently approved collection 2026-03-06
202211-3235-001 Extension without change of a currently approved collection 2023-01-10 Approved without change
201905-3235-006 Extension without change of a currently approved collection 2019-11-19 Approved without change
201608-3235-010 Extension without change of a currently approved collection 2016-11-29 Approved without change
201306-3235-007 Extension without change of a currently approved collection 2013-11-12 Approved without change
201007-3235-018 Extension without change of a currently approved collection 2010-09-20 Approved without change
200708-3235-012 Revision of a currently approved collection 2007-10-23 Approved with change
200411-3235-017 Extension without change of a currently approved collection 2004-11-30 Approved without change
200107-3235-002 Extension without change of a currently approved collection 2001-07-11 Approved without change
199807-3235-005 Extension without change of a currently approved collection 1998-07-24 Approved without change
199507-3235-028 Extension without change of a currently approved collection 1995-07-20 Approved without change
199208-3235-011 Revision of a currently approved collection 1992-08-17 Approved without change
198910-3235-013 Revision of a currently approved collection 1989-10-23 Approved without change
198610-3235-014 Reinstatement with change of a previously approved collection 1986-10-16 Approved without change
198211-3235-020 New collection (Request for a new OMB Control Number) 1982-11-26 Approved without change