OMB control number

Rule 22d-1 under the Investment Company Act of 1940 - Exemption from section 22(d) to permit sales of redeemable securities at prices which reflect sales loads set pursuant to a schedule.

OMB 3235-0310 · SEC.

OMB 3235-0310

Rule 22d-1 (17 CFR 270.22d-1) is an exemptive rule that allows registered investment companies that issue redeemable securities to offer scheduled variations in or elimination of the sales load on such securities. A registered investment company that chooses to rely on rule 22d-1 must meet certain conditions and notice requirements. This collection, among other things, involves a third-party disclosure requirement to furnish adequate information concerning any scheduled variation to shareholders and investors in registration statements.

The latest form for Rule 22d-1 under the Investment Company Act of 1940 - Exemption from section 22(d) to permit sales of redeemable securities at prices which reflect sales loads set pursuant to a schedule. expires 2029-06-30 and can be found here.

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Extension without change of a currently approved collection 2017-08-04
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Extension without change of a currently approved collection 2014-09-29
Approved without change
Extension without change of a currently approved collection 2011-08-16
Approved without change
Extension without change of a currently approved collection 2008-11-17
Approved without change
Extension without change of a currently approved collection 2006-02-27
Approved without change
Extension without change of a currently approved collection 2003-04-15
Approved without change
Extension without change of a currently approved collection 2000-04-12
Approved without change
Extension without change of a currently approved collection 1997-04-23
Approved without change
Revision of a currently approved collection 1994-05-20
Approved without change
Revision of a currently approved collection 1991-05-08
Approved without change
Revision of a currently approved collection 1988-04-12
Approved without change
Revision of a currently approved collection 1985-03-01
Approved without change
New collection (Request for a new OMB Control Number) 1983-05-05