OMB control number

Rule 22d-1 under the Investment Company Act of 1940 - Exemption from section 22(d) to permit sales of redeemable securities at prices which reflect sales loads set pursuant to a schedule.

OMB 3235-0310 · SEC.

OMB 3235-0310

Rule 22d-1 (17 CFR 270.22d-1) is an exemptive rule that allows registered investment companies that issue redeemable securities to offer scheduled variations in or elimination of the sales load on such securities. A registered investment company that chooses to rely on rule 22d-1 must meet certain conditions and notice requirements. This collection, among other things, involves a third-party disclosure requirement to furnish adequate information concerning any scheduled variation to shareholders and investors in registration statements.

The latest form for Rule 22d-1 under the Investment Company Act of 1940 - Exemption from section 22(d) to permit sales of redeemable securities at prices which reflect sales loads set pursuant to a schedule. expires 2029-06-30 and is listed under ICR 202601-3235-015.

Latest Forms, Documents, and Supporting Material

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202601-3235-015 Extension without change of a currently approved collection 2026-04-13
202303-3235-003 Extension without change of a currently approved collection 2023-05-12 Approved without change
202005-3235-005 Extension without change of a currently approved collection 2020-07-22 Approved without change
201703-3235-009 Extension without change of a currently approved collection 2017-08-04 Approved without change
201404-3235-013 Extension without change of a currently approved collection 2014-09-29 Approved without change
201108-3235-012 Extension without change of a currently approved collection 2011-08-16 Approved without change
200808-3235-006 Extension without change of a currently approved collection 2008-11-17 Approved without change
200602-3235-014 Extension without change of a currently approved collection 2006-02-27 Approved without change
200304-3235-014 Extension without change of a currently approved collection 2003-04-15 Approved without change
200004-3235-007 Extension without change of a currently approved collection 2000-04-12 Approved without change
199704-3235-009 Extension without change of a currently approved collection 1997-04-23 Approved without change
199405-3235-008 Revision of a currently approved collection 1994-05-20 Approved without change
199105-3235-008 Revision of a currently approved collection 1991-05-08 Approved without change
198804-3235-004 Revision of a currently approved collection 1988-04-12 Approved without change
198503-3235-001 Revision of a currently approved collection 1985-03-01 Approved without change
198305-3235-005 New collection (Request for a new OMB Control Number) 1983-05-05 Approved without change