OMB control number
Rule 22d-1 under the Investment Company Act of 1940 - Exemption from section 22(d) to permit sales of redeemable securities at prices which reflect sales loads set pursuant to a schedule.
OMB 3235-0310 · SEC.
Rule 22d-1 (17 CFR 270.22d-1) is an exemptive rule that allows registered investment companies that issue redeemable securities to offer scheduled variations in or elimination of the sales load on such securities. A registered investment company that chooses to rely on rule 22d-1 must meet certain conditions and notice requirements. This collection, among other things, involves a third-party disclosure requirement to furnish adequate information concerning any scheduled variation to shareholders and investors in registration statements.
The latest form for Rule 22d-1 under the Investment Company Act of 1940 - Exemption from section 22(d) to permit sales of redeemable securities at prices which reflect sales loads set pursuant to a schedule. expires 2029-06-30 and can be found here.
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Supplementary Document |
Supplementary Document |
Supporting Statement A |