OMB control number

Form 5 - Annual Statement of Beneficial Ownership

OMB 3235-0362 · SEC.

OMB 3235-0362

Congress enacted Section 16 of the Securities Exchange Act of 1934 (“Exchange Act”) to address insider trading. Pursuant to Section 16(a), every person who owns more than ten percent of any class of equity security (other than an exempted security) which is registered under Section 12 of the Exchange Act, or who is a director or an officer of the issuer of such security (collectively “reporting persons”) are required to file statements disclosing their ownership of the issuer’s equity securities. The Commission adopted Form 5 (17 CFR 249.105) pursuant to Section 16. Form 5 requires disclosure of certain information about a reporting person and their beneficial ownership of the relevant class of securities. A reporting person must file a Form 5 on or before the 45th day after the end of the issuer’s fiscal year end.

The latest form for Form 5 - Annual Statement of Beneficial Ownership expires 2029-08-31 and is listed under ICR 202603-3235-014.

SEC filings made via the EDGAR database are searchable on SEC.report, along with a feed of the latest filings for OMB 3235-0362: Form 5 filings .

Latest Forms, Documents, and Supporting Material

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202603-3235-014 Revision of a currently approved collection 2026-06-22
202602-3235-004 Revision of a currently approved collection 2026-03-04 Approved without change
202308-3235-021 Revision of a currently approved collection 2023-08-24 Comment filed on proposed rule and continue
202307-3235-013 Extension without change of a currently approved collection 2023-07-21 Approved without change
202301-3235-011 Revision of a currently approved collection 2023-01-10 Comment filed on proposed rule and continue
202006-3235-008 Extension without change of a currently approved collection 2020-06-11 Approved without change
201704-3235-008 Extension without change of a currently approved collection 2017-04-26 Approved without change
201312-3235-022 Extension without change of a currently approved collection 2014-01-14 Approved without change
201111-3235-006 No material or nonsubstantive change to a currently approved collection 2011-11-17 Approved without change
201010-3235-026 Extension without change of a currently approved collection 2010-10-29 Approved without change
201010-3235-025 Extension without change of a currently approved collection 2010-10-27 Approved without change
200711-3235-004 Extension without change of a currently approved collection 2007-11-20 Approved without change
200411-3235-007 Extension without change of a currently approved collection 2004-11-04 Approved without change
200111-3235-014 Extension without change of a currently approved collection 2001-11-28 Approved without change
199810-3235-001 Extension without change of a currently approved collection 1998-10-05 Approved without change
199509-3235-001 Revision of a currently approved collection 1995-09-05 Approved without change
199408-3235-004 Revision of a currently approved collection 1994-08-24 Approved without change
199403-3235-002 Revision of a currently approved collection 1994-03-04 Approved without change
199102-3235-016 Revision of a currently approved collection 1991-02-11 Approved without change
198908-3235-012 Revision of a currently approved collection 1989-08-28 Approved without change
198812-3235-005 New collection (Request for a new OMB Control Number) 1988-12-06 Approved without change