OMB control number
Rule 15g-6; Account Statements for Penny Stock Customers
OMB 3235-0395 · SEC.
OMB 3235-0395
Rule 15g-6 (17 CFR 240.15g-6) requires brokers and dealers that sell penny stocks to their customers to provide monthly account statements containing information with regard to penny stocks held in customer accounts.
The latest form for Rule 15g-6; Account Statements for Penny Stock Customers expires 2027-10-31 and is listed under ICR 202406-3235-005.
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 89 FR 68672 (OMB 3235-0395).pdf | Supplementary Document |
| 89 FR 51576 (OMB 3235-0395).pdf | Supplementary Document |
| Supporting Statement_Rule15g-6 2024 DGL REVISED.pdf | Supporting Statement A |
| 3235-0395 60 Day Notice.pdf | Supplementary Document |
| Submission 3235-0395 2021-22905.pdf | Supplementary Document |
| EDGAR PIA 2016.pdf | Supplementary Document |
 Rule 15g-6; Account Statements for Penny Stock Customers |
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