Rule 489 (17 CFR 230.489) under the Securities Act of 1933 and Form F-N

OMB 3235-0411

OMB 3235-0411

Rule 489 requires certain entities that are exempted from the definition of investment company by virtue of Rules 3a-1, 3a-5, and 3a-6 under the Investment Company Act of 1940 to file Form F-N to appoint a United States agent for service of process when making a public offering of securities in the United States.

The latest form for Rule 489 (17 CFR 230.489) under the Securities Act of 1933 and Form F-N expires 2021-05-31 and can be found here.

SEC filings made via the EDGAR database are searchable on SEC.report, along with a feed of the latest filings for OMB 3235-0411: Form F-N filings .


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