Recordkeeping and Reporting Requirements Relating to Broker- Dealer Trading Systems (17 CFR 240.17a-23)

OMB 3235-0442

Latest Forms, Documents, and Supporting Material

Document Name
Recordkeeping and Reporting Requirements Relating to Broker- Dealer Trading Systems (17 CFR 240.17a-23) Form

All Historical Document Collections

199712-3235-005 Approved without change	Extension without change of a currently approved collection	1997-12-19
199501-3235-003 Approved without change	Revision of a currently approved collection	1995-01-27
199402-3235-003 Approved without change	New collection (Request for a new OMB Control Number)	1994-02-23