OMB control number
Recordkeeping and Reporting Requirements Relating to Broker- Dealer Trading Systems (17 CFR 240.17a-23)
OMB 3235-0442 · SEC.
OMB 3235-0442
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 Recordkeeping and Reporting Requirements Relating to Broker- Dealer Trading Systems (17 CFR 240.17a-23) |
Form |
All Historical Document Collections
| Reference | Filing | Received | Concluded | Action |
|---|---|---|---|---|
| 199712-3235-005 | Extension without change of a currently approved collection | 1997-12-19 | Approved without change | |
| 199501-3235-003 | Revision of a currently approved collection | 1995-01-27 | Approved without change | |
| 199402-3235-003 | New collection (Request for a new OMB Control Number) | 1994-02-23 | Approved without change |