Rule 103, 17 CFR 242.103 (Nasdaq Passive Market Making)

OMB 3235-0466

OMB 3235-0466

Rule 103 permits Nasdaq passive market making by a distribution participant during a distribution of such securities, an activity otherwise prohibited pursuant to Rule 101, 17 CFR 242.101. The Commission does not use the information required under this rule. Investors, and the market in general, use the disclosure of passive market making by a distribution participant in evaluating the price of the security in distribution.

The latest form for Rule 103, 17 CFR 242.103 (Nasdaq Passive Market Making) expires 2023-07-31 and can be found here.

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