Rule 102, 17 CFR 242.102 (Activities by Issuers or Selling Securityholders During a Distribution)

OMB 3235-0467

OMB 3235-0467

Rule 102 restricts certain activities of issuers and their affiliated purchasers during a distribution period.

The latest form for Rule 102, 17 CFR 242.102 (Activities by Issuers or Selling Securityholders During a Distribution) expires 2023-06-30 and can be found here.


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