Rule 102, 17 CFR 242.102 (Activities by Issuers or Selling Securityholders During a Distribution)

OMB 3235-0467

Rule 102 restricts certain activities of issuers and their affiliated purchasers during a distribution period.

The latest form for Rule 102, 17 CFR 242.102 (Activities by Issuers or Selling Securityholders During a Distribution) expires 2023-06-30 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
3235-0467.pdf Supplementary Document
3235-0467.pdf Supplementary Document
DGL REVISED 2023 Rule 102 Supporting Statement.pdf Supporting Statement A
3235-0467 30 Day Notice.pdf Supplementary Document
3235-0467 60 Day Notice.pdf Supplementary Document
Rule 102, 17 CFR 242.102 (Activities by Issuers or Selling Securityholders During a Distribution)

All Historical Document Collections

202301-3235-024 Approved without change	Extension without change of a currently approved collection	2023-04-06
201911-3235-012 Approved without change	Extension without change of a currently approved collection	2020-04-20
201611-3235-049 Approved without change	Extension without change of a currently approved collection	2017-04-11
201310-3235-017 Approved without change	Extension without change of a currently approved collection	2014-02-19
201103-3235-012 Approved without change	Extension without change of a currently approved collection	2011-05-27
200804-3235-010 Approved without change	Extension without change of a currently approved collection	2008-05-07
200506-3235-009 Approved without change	Extension without change of a currently approved collection	2005-06-09
200204-3235-009 Approved without change	Extension without change of a currently approved collection	2002-04-17
199904-3235-009 Approved without change	Extension without change of a currently approved collection	1999-04-12
199605-3235-014 Approved without change	New collection (Request for a new OMB Control Number)	1996-05-15