OMB control number
Net Capital Requirements for Brokers or Dealers; Definitions; NRSRO Rule 15c3-1(c)(13)(17 CFR 240.15c3-1(c)(13))
OMB 3235-0499 · SEC.
OMB 3235-0499
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 Net Capital Requirements for Brokers or Dealers; Definitions; NRSRO Rule 15c3-1(c)(13)(17 CFR 240.15c3-1(c)(13)) |
Information collection |
All Historical Document Collections
| Reference | Filing | Received | Concluded | Action |
|---|---|---|---|---|
| 200101-3235-015 | Extension without change of a currently approved collection | 2001-01-30 | Approved without change | |
| 199712-3235-015 | New collection (Request for a new OMB Control Number) | 1997-12-31 | Approved without change |