Net Capital Requirements for Brokers or Dealers; Definitions; NRSRO Rule 15c3-1(c)(13)(17 CFR 240.15c3-1(c)(13))

OMB 3235-0499

Latest Forms, Documents, and Supporting Material

Document Name
Net Capital Requirements for Brokers or Dealers; Definitions; NRSRO Rule 15c3-1(c)(13)(17 CFR 240.15c3-1(c)(13))

All Historical Document Collections

200101-3235-015 Approved without change	Extension without change of a currently approved collection	2001-01-30
199712-3235-015 Approved without change	New collection (Request for a new OMB Control Number)	1997-12-31