OMB control number
Rule 17a-3(a)(16); Records to be made by certain exchange members, brokers and dealers.
OMB 3235-0508 · SEC.
OMB 3235-0508
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 2010 17a-3(a)(16) justification v2.doc | Supporting Statement A |
 Rule 17a-3(a)(16); Records to be made by certain exchange members, brokers and dealers. |
Information collection |
All Historical Document Collections
| Reference | Filing | Received | Concluded | Action |
|---|---|---|---|---|
| 201008-3235-001 | Extension without change of a currently approved collection | 2010-10-22 | Approved without change | |
| 200706-3235-012 | Revision of a currently approved collection | 2007-08-27 | Approved with change | |
| 200409-3235-005 | Extension without change of a currently approved collection | 2004-09-13 | Approved without change | |
| 200106-3235-012 | Extension without change of a currently approved collection | 2001-06-19 | Approved without change | |
| 199804-3235-007 | New collection (Request for a new OMB Control Number) | 1998-04-29 | Approved without change |