Rule 237 (17 CFR 230.237) under the Securities Act of 1933, Exemption for offers and sales to certain Canadian tax-deferred retirement savings accounts

OMB 3235-0528

OMB 3235-0528

Rule 237 requires written offering materials for any securities offered or sold without registration under the Securities Act of 1933 in reliance on the rule to disclose that those securities are not registered with the U.S. Securities and Exchange Commission and that the securities may not be offered or sold in the United States unless registered or exempt from registration.

The latest form for Rule 237 (17 CFR 230.237) under the Securities Act of 1933, Exemption for offers and sales to certain Canadian tax-deferred retirement savings accounts expires 2022-12-31 and can be found here.

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