OMB.report

Federal forms, ICRs, and supporting documents

OMB control number

Rule 202(a)(11)-1 under the Investment Advisers Act of 1940- Certain Broker-Dealers Deemed Not To Be Investment Advisers

OMB 3235-0532 · SEC.

OMB 3235-0532

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
Rule 202(a)(11)-1 chg SS.doc Justification for No Material/Nonsubstantive Change
Rule 202(a)(11)-1 SS (2).docSupporting Statement A
17 cfr 275 206(4)-1.pdfSupporting Statement B
Rule 202(a)(11)-1 under the Investment Advisers Act of 1940- Certain Broker-Dealers Deemed Not To Be Investment Advisers Information collection

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
200611-3235-005 No material or nonsubstantive change to a currently approved collection 2006-11-09 Approved without change
200607-3235-008 Extension without change of a currently approved collection 2006-08-08 Approved without change
200301-3235-005 Extension without change of a currently approved collection 2003-01-08 Approved without change
199911-3235-012 New collection (Request for a new OMB Control Number) 1999-11-08 Approved without change