Form ADV-H under the Investment Advisers Act of 1940

OMB 3235-0538

Investment advisers seeking a hardship exemption from filing Form ADV must file Form ADV-H.

The latest form for Form ADV-H under the Investment Advisers Act of 1940 expires 2023-09-30 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
Form SEC-2566 Form ADV-H Form
3235-0538.pdf Supplementary Document
3235-0538.pdf Supplementary Document
Form ADV- H (2023) Supporting Statement.pdf Supporting Statement A
Form ADV-H Form

All Historical Document Collections

202302-3235-020 Approved without change	Extension without change of a currently approved collection	2023-05-10
202005-3235-006 Approved without change	Extension without change of a currently approved collection	2020-08-07
201706-3235-008 Approved without change	Extension without change of a currently approved collection	2017-09-22
201404-3235-002 Approved without change	Extension without change of a currently approved collection	2014-07-15
201107-3235-005 Approved without change	Revision of a currently approved collection	2011-07-19
201012-3235-007 Comment filed on proposed rule and continue	Revision of a currently approved collection	2010-12-14
201007-3235-019 Approved without change	Extension without change of a currently approved collection	2010-09-28
200708-3235-025 Approved without change	Extension without change of a currently approved collection	2008-02-01
200501-3235-013 Approved without change	Revision of a currently approved collection	2005-01-10
200412-3235-030 Approved without change	Revision of a currently approved collection	2004-12-06
200407-3235-020 Comment filed on proposed rule and continue	Revision of a currently approved collection	2004-07-22
200304-3235-009 Approved without change	Extension without change of a currently approved collection	2003-04-15
200004-3235-002 Approved without change	New collection (Request for a new OMB Control Number)	2000-04-12