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Federal forms, ICRs, and supporting documents

OMB control number

Securities Act Rule 155

OMB 3235-0549 ยท SEC.

OMB 3235-0549

Rule 155 under the Securities Act provides safe harbors for a registered offering following an abandoned private offering, or a private offering following an abandoned registered offering, without integrating the registered and private offering in either case.

The latest form for Securities Act Rule 155 expires 2023-01-31 and is listed under ICR 201911-3235-017.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
Rule 155.Supporting Statement.2023.pdf (document unavailable)Supporting Statement A
3235-0549.30 Day FR Notice.01-25-2023.pdf Supplementary Document
3235-0549.60 Day FR Notice.11-18-2022.pdf Supplementary Document
February 5, 2020 EDGAR PIA.pdf Supplementary Document
Securities Act Rule 155 Information collection

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202301-3235-019 Extension without change of a currently approved collection 2023-01-25 Approved without change
201911-3235-017 Extension without change of a currently approved collection 2019-11-21 Approved without change
201609-3235-006 Extension without change of a currently approved collection 2016-09-23 Approved without change
201308-3235-005 Extension without change of a currently approved collection 2013-08-19 Approved without change
201007-3235-005 Extension without change of a currently approved collection 2010-07-08 Approved without change
200706-3235-008 Extension without change of a currently approved collection 2007-06-09 Approved without change
200406-3235-009 Extension without change of a currently approved collection 2004-06-07 Approved without change
200106-3235-003 Extension without change of a currently approved collection 2001-06-01 Approved without change
200101-3235-011 New collection (Request for a new OMB Control Number) 2001-01-26 Approved without change