OMB control number
Securities Act Rule 477
OMB 3235-0550 · SEC.
OMB 3235-0550
Rule 477 (17 CFR 230.477) governs the withdrawal of a Securities Act of 1933 (“Securities Act”) registration statement. The rule provides that a registrant must sign any application for withdrawal and must state fully in it the grounds on which the registrant makes the application. The rule further provides that the registrant must state in the application that no securities were sold in connection with the offering. The information collection requirements help to ensure that the Commission has sufficient information regarding a registrant’s application to withdraw a registration statement to determine whether to grant such application (based on whether such withdrawal is consistent with the public interest and the protection of investors).
The latest form for Securities Act Rule 477 expires 2029-06-30 and is listed under ICR 202601-3235-006.
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 3235-0550_30-Day Submission Notice.pdf.pdf | Supplementary Document |
| 20260129_3235-0550_2026-01724_91 FR 3934_60-Day Collection Notice.pdf | Supplementary Document |
| Rule 477.SupportingStatement.2026.Final.pdf | Supporting Statement A |
| March 6, 2025.EDGAR PIA.pdf | Supplementary Document |
 Securities Act Rule 477 |
Information collection |