Securities Act Rule 477

OMB 3235-0550

Securities Act Rule 477 sets forth procedures for withdrawing a registration statement or any amendment or exhibit thereto.

The latest form for Securities Act Rule 477 expires 2023-03-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
Rule 477.SupportingStatement.2023.pdf Supporting Statement A
Rule 477.30 Day FR Notice.2023.pdf Supplementary Document
Rule 477.60 Day FR Notice.2023.pdf Supplementary Document
Securities Act Rule 477

All Historical Document Collections

202303-3235-026 Approved without change	Extension without change of a currently approved collection	2023-03-16
201911-3235-015 Approved without change	Extension without change of a currently approved collection	2020-01-09
201610-3235-014 Approved without change	Extension without change of a currently approved collection	2016-10-27
201308-3235-006 Approved with change	Extension without change of a currently approved collection	2013-08-19
201007-3235-006 Approved without change	Extension without change of a currently approved collection	2010-07-08
200706-3235-009 Approved without change	Extension without change of a currently approved collection	2007-06-09
200406-3235-006 Approved without change	Extension without change of a currently approved collection	2004-06-07
200106-3235-002 Approved without change	Extension without change of a currently approved collection	2001-06-01
200101-3235-012 Approved without change	New collection (Request for a new OMB Control Number)	2001-01-26