OMB control number
Rule 6a-4 under the Securities Exchange Act of 1934 and Form 1-N under the Securities Exchange Act of 1934
OMB 3235-0554 · SEC.
OMB 3235-0554
Rule 6a-4 directs certain futures markets that wish to trade security futures products to register with the Commission on Form 1-N. The rule is designed to provide the Commission with information that would help enable it to ensure that the activities of these Security Futures Product Exchanges were consistent with the Exchange Act. Rule 6a-4 permits respondents to make certain information available on the Internet and to notify the Commission of its web location. The Internet has developed the potential to ease compliance burdens for respondents and increase the speed, accuracy, and availability of information, generating benefits to investors and financial markets. SEC staff is considering ways to reduce respondents’ paperwork burden, including using electronic means to submit Form 1-N.
The latest form for Rule 6a-4 under the Securities Exchange Act of 1934 and Form 1-N under the Securities Exchange Act of 1934 expires 2029-05-31 and is listed under ICR 202512-3235-021.
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 Form SEC 2568 (11-02) Form 1-N | Form and Instruction |
| 20260304_3235-0554_c2026-04222_91 FR 10637_30-Day Submission Notice.pdf.pdf | Supplementary Document |
| 20251223_3235-0554_2025-23737_90 FR 60164_60-Day Collection Notice.pdf | Supplementary Document |
| 2026 Form 1-N Justification [3235-0554].pdf | Supporting Statement A |
 Rule 6a-4 and Form 1-N |
Form and Instruction |
| Rule 6a-4 and Form 1-N |
Form and Instruction |
| Rule 6a-4(b)(4) (3-Year Amendments) |
Information collection |
| Rule 6a-4(b)(3) (Annual Amendments) |
Information collection |
| Rule 6a-4(c) (Supplemental Materials) |
Information collection |
All Historical Document Collections
OMB Details
Rule 6a-4 and Form 1-N
Federal Enterprise Architecture: Economic Development - Financial Sector Oversight
| Form | Name | Electronic access | Type |
|---|---|---|---|
| Form SEC 2568 (11-02) | Form 1-N | www.sec.gov/files/form1-n.pdf | Form and instruction |
Review document collections for all forms, instructions, and supporting documents - including paper/printable forms.