Exemption for Certain Investment Advisers Operating Through the Internet (Rule 203A-2(e))

OMB 3235-0559

OMB 3235-0559

Rule 203A-2(e) of the Investment Advisers Act of 1940 sets forth an exemption from the prohibition on Commission registration for certain advisers operating through the internet.

The latest form for Exemption for Certain Investment Advisers Operating Through the Internet (Rule 203A-2(e)) expires 2023-07-31 and can be found here.

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