Exemption for Certain Investment Advisers Operating Through the Internet (Rule 203A-2(e))

OMB 3235-0559

Rule 203A-2(e) of the Investment Advisers Act of 1940 sets forth an exemption from the prohibition on Commission registration for certain advisers operating through the internet.

The latest form for Exemption for Certain Investment Advisers Operating Through the Internet (Rule 203A-2(e)) expires 2023-07-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
Supporting Statement_Rule 203A-2(e).pdf Supporting Statement A
Exemption for Certain Investment Advisers Operating through the Internet (Rule 203A-2(e))

All Historical Document Collections

202311-3235-029 Comment filed on proposed rule and continue	Revision of a currently approved collection	2023-11-19
202301-3235-006 Approved without change	Extension without change of a currently approved collection	2023-03-25
202002-3235-017 Approved without change	Extension without change of a currently approved collection	2020-05-20
201611-3235-023 Approved without change	Extension without change of a currently approved collection	2017-06-13
201404-3235-003 Approved without change	Extension without change of a currently approved collection	2014-04-22
201106-3235-011 Approved without change	Extension without change of a currently approved collection	2011-06-16
200806-3235-010 Approved without change	Extension without change of a currently approved collection	2008-09-06
200509-3235-002 Approved without change	Extension without change of a currently approved collection	2005-09-07
200209-3235-011 Approved without change	New collection (Request for a new OMB Control Number)	2002-09-25