OMB control number

Rule 482 under the Securities Act of 1933 Advertising by an Investment Company as Satisfying Requirements of Section 10

OMB 3235-0565 · SEC.

OMB 3235-0565

Rule 482 applies to an advertisement or other sales material (advertisement) with respect to securities of an investment company registered under the Investment Company Act of 1940 or a business development company, that is selling or proposing to sell its securities pursuant to a registration statement that has been filed under the Securities Act of 1933 (the "Act"). Rule 482 does not apply to an advertisement that is excepted from the definition of prospectus by section 2(a)(10) of the Act or to a summary prospectus under rules 498 and 498A pursuant to the Act. An advertisement that complies with rule 482, which may include information the substance of which is not included in the prospectus specified in section 10(a) of the Act, will be deemed to be a prospectus under section 10(b) of the Act for the purposes of section 5(b)(1) of the Act.

The latest form for Rule 482 under the Securities Act of 1933 Advertising by an Investment Company as Satisfying Requirements of Section 10 expires 2028-05-31 and can be found here.

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