Rule 3a-8 under the Investment Company Act; Certain Research and Development Companies

OMB 3235-0574

OMB 3235-0574

The SEC requires this collection of information to ensure involvement of the company's board of directors in determining a research and development company's status under the Investment Company Act of 1940 and as evidence of the company's primary business activities. The respondents will be research and development companies relying on the rule.

The latest form for Rule 3a-8 under the Investment Company Act; Certain Research and Development Companies expires 2024-01-31 and can be found here.

Latest Forms, Documents, and Supporting Material
Document
Name
Supplementary Document
Supplementary Document
Supporting Statement A
All Historical Document Collections
Approved without change
 Extension without change of a currently approved collection 2023-08-14
Extension without change of a currently approved collection 2020-11-17
Approved without change
 Extension without change of a currently approved collection 2018-01-26
Approved without change
 Extension without change of a currently approved collection 2014-11-04
Approved without change
 Extension without change of a currently approved collection 2011-11-21
Approved without change
 Extension without change of a currently approved collection 2008-12-31
Approved without change
 Extension without change of a currently approved collection 2006-01-25
Approved without change
 New collection (Request for a new OMB Control Number) 2002-12-04
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