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Federal forms, ICRs, and supporting documents

OMB control number

Order Protection Rule - Rule 611 of Regulation NMS

OMB 3235-0600 ยท SEC.

OMB 3235-0600

Rule 611, adopted June 9, 2005, effective August 29, 2005 (see 70 FR 37495), requires a trading center (which included national securities exchanges, national securities association, alternative trading systems, exchange market makers, OTC market makers) to establish, maintain, and enforce written policies and procedures that area reasonably designed to prevent trade-throughs of protected quotations and, if relying on an exception, that are reasonably designed to ensure compliance with the terms of the exception.

The latest form for Order Protection Rule - Rule 611 of Regulation NMS expires 2026-08-31 and is listed under ICR 202304-3235-011.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
3235-0600_30-Day Submission Notice.pdf.pdfSupplementary Document
3235-0600_60-Day Collection Notice.pdfSupplementary Document
3235-0600 Supporting Statement (2026 Extension).pdfSupporting Statement A
Order Protection Rule - Rule 611 of Regulation NMS Information collection

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202605-3235-001 Extension without change of a currently approved collection 2026-07-23
202304-3235-011 Extension without change of a currently approved collection 2023-07-11 Approved without change
202005-3235-016 Extension without change of a currently approved collection 2020-08-07 Approved without change
201704-3235-011 Extension without change of a currently approved collection 2017-07-28 Approved without change
201403-3235-003 Extension without change of a currently approved collection 2014-06-05 Approved without change
201103-3235-014 Extension without change of a currently approved collection 2011-05-18 Approved without change
200802-3235-021 Extension without change of a currently approved collection 2008-04-09 Approved without change
200412-3235-034 New collection (Request for a new OMB Control Number) 2004-12-21 Approved without change