Rule 173

OMB 3235-0618

Rule 173 provides a notice of registration to investors who purchased securities in a registered offering under the Securities Act of 1933.

The latest form for Rule 173 expires 2023-12-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
Rule 173 SupportingStatement.2023.Final.pdf Supporting Statement A
Rule 173.30 Day Federal Register Notice.88FR85937.pdf Supplementary Document
Rule 173.60 Day Federal Register Notice.88FR68841.pdf Supplementary Document
Rule 173

All Historical Document Collections

202312-3235-007 Approved without change	Extension without change of a currently approved collection	2023-12-19
202101-3235-019 Approved without change	Revision of a currently approved collection	2021-02-03
202010-3235-016 Approved without change	Extension without change of a currently approved collection	2020-10-28
202006-3235-017 Comment filed on proposed rule and continue	Revision of a currently approved collection	2020-06-26
201708-3235-004 Approved without change	Extension without change of a currently approved collection	2017-09-26
201404-3235-021 Approved without change	Extension without change of a currently approved collection	2014-06-10
201104-3235-021 Approved without change	Extension without change of a currently approved collection	2011-04-26
200803-3235-009 Approved without change	Extension without change of a currently approved collection	2008-03-17
200511-3235-001 Approved without change	No material or nonsubstantive change to a currently approved collection	2005-11-14
200412-3235-008 Approved without change	New collection (Request for a new OMB Control Number)	2004-12-09