OMB control number

Rule 173

OMB 3235-0618 · SEC.

OMB 3235-0618

Rule 173 provides a notice of registration to investors who purchased securities in a registered offering under the Securities Act of 1933.

The latest form for Rule 173 expires 2027-01-31 and is listed under ICR 202312-3235-007.

Latest forms, documents, and information collections
Document	Type
Rule 173 SupportingStatement.2023.Final.pdf	Supporting Statement A
Rule 173.30 Day Federal Register Notice.88FR85937.pdf	Supplementary Document
Rule 173.60 Day Federal Register Notice.88FR68841.pdf	Supplementary Document
Rule 173	Information collection

Historical document collections
Reference	Filing	Received	Action
202312-3235-007	Extension without change of a currently approved collection	2023-12-19	Approved without change
202101-3235-019	Revision of a currently approved collection	2021-02-03	Approved without change
202010-3235-016	Extension without change of a currently approved collection	2020-10-28	Approved without change
202006-3235-017	Revision of a currently approved collection	2020-06-26	Comment filed on proposed rule and continue
201708-3235-004	Extension without change of a currently approved collection	2017-09-26	Approved without change
201404-3235-021	Extension without change of a currently approved collection	2014-06-10	Approved without change
201104-3235-021	Extension without change of a currently approved collection	2011-04-26	Approved without change
200803-3235-009	Extension without change of a currently approved collection	2008-03-17	Approved without change
200511-3235-001	No material or nonsubstantive change to a currently approved collection	2005-11-14	Approved without change
200412-3235-008	New collection (Request for a new OMB Control Number)	2004-12-09	Approved without change