Investment Company Act rule 22c-2, 17 CFR 270.22c-2 Mutual Fund Redemption Fees

OMB 3235-0620

OMB 3235-0620

Rule 22c-2 requires the board of directors (including a majority of independent directors) of most registered investment companies ("funds") to either approve a redemption fee of up to two percent or determine that imposition of a redemption fee is not necessary or appropriate for the fund. Rule 22c-2 also requires a fund to enter into written agreements with their financial intermediaries (such as broker-dealers and retirement plan administrators) under which the fund, upon request, can obtain certain shareholder identity and trading information from the intermediaries.

The latest form for Investment Company Act rule 22c-2, 17 CFR 270.22c-2 Mutual Fund Redemption Fees expires 2021-11-30 and can be found here.

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