OMB.report

Federal forms, ICRs, and supporting documents

OMB control number

Rule 17g-1 and Form NRSRO -Application for registration as a nationally recognized statistical rating organization

OMB 3235-0625 · SEC.

OMB 3235-0625

Rule 17g-1 and Form NRSRO govern the application to become a nationally recognized statistical rating organization.The collection of information included in Rule 17g-1 is necessary to allow the Commission to determine whether a credit rating agency meets the requirements for registration as an NRSRO.

The latest form for Rule 17g-1 and Form NRSRO -Application for registration as a nationally recognized statistical rating organization expires 2026-12-31 and is listed under ICR 202310-3235-012.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
Form SEC1541 Form NRSRO - ICR1Form and Instruction
3235-0625.pdf Supplementary Document
3235-0625.pdf Supplementary Document
Rule 17g-1 and Form NRSRO Supporting Statement_2023 Renewal.docxSupporting Statement A
One-time initial application outside counsel cost Information collection
Form NRSRO - ICR1 Form and Instruction

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202310-3235-012 Revision of a currently approved collection 2023-10-25 Approved without change
202009-3235-007 Extension without change of a currently approved collection 2020-10-23 Approved without change
201705-3235-005 Extension without change of a currently approved collection 2017-11-09 Approved with change
201411-3235-005 Revision of a currently approved collection 2014-11-19 Approved without change
201409-3235-010 Revision of a currently approved collection 2014-09-10 Preapproved
201207-3235-021 Revision of a currently approved collection 2012-07-24 Comment filed on proposed rule and continue
201201-3235-004 Extension without change of a currently approved collection 2012-04-09 Approved with change
201001-3235-008 Revision of a currently approved collection 2010-01-20 Preapproved
200902-3235-003 Revision of a currently approved collection 2009-02-11 Approved without change
200806-3235-015 Revision of a currently approved collection 2008-06-26 Approved without change
200709-3235-005 Revision of a currently approved collection 2007-09-13 Approved without change
200703-3235-015 New collection (Request for a new OMB Control Number) 2007-04-23 Preapproved

OMB Details

Form NRSRO - ICR1

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight

Information collection instruments
FormNameElectronic accessType
Form SEC1541APPLICATION FOR REGISTRATION AS A NATIONALLY RECOGNIZED STATISTICAL RATING ORGANIZATION (NRSRO)www.sec.gov/about/forms/formnrsro.pdfForm and instruction

Review document collections for all forms, instructions, and supporting documents - including paper/printable forms.