OMB control number

Regulation SB SEF - Registration and Regulation of Security-Based Swap Execution Facilities

OMB 3235-0678 · SEC.

OMB 3235-0678

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
Document	Type
Form SB SEF Registration	Form and Instruction
Supporting_Statement_Proposed_Regulation_SBSEF_(5-18-11).pdf	Supporting Statement A
Dodd-Frank Act Sec 763.pdf	Supplementary Document
Composite Indicative Quote/Executable Bids and Offers	Information collection
Composite Indicative Quote/Executable Bids and Offers	Information collection
Access by Non-Registered ECPs	Information collection
Access by Non-Registered ECPs	Information collection
Access by Non-Registered ECPs	Information collection
Access by Non-Registered ECPs	Information collection
Surveillance Systems	Information collection
Surveillance Systems	Information collection
CCO Requirement	Information collection
CCO Requirement	Information collection
CCO Requirement	Information collection
Rule Filing and Product Filing	Information collection
Rule Filing and Product Filing	Information collection
Timely Publication of Trading Information	Information collection
Recordkeeping	Information collection
Recordkeeping	Information collection
Recordkeeping	Information collection
Recordkeeping	Information collection
Recordkeeping	Information collection
Recordkeeping	Information collection
Reporting	Information collection
Reporting	Information collection
Reporting	Information collection
Reporting	Information collection
Reporting	Information collection
Reporting	Information collection
Reporting	Information collection
Reporting	Information collection
Reporting	Information collection
Reporting	Information collection
Rule-writing	Information collection
Rule-writing	Information collection
Registration	Information collection
Registration	Information collection
Registration	Information collection
Registration	Information collection
Registration	Information collection
Registration	Information collection
Registration	Information collection
Registration	Information collection
Registration	Form and Instruction

All Historical Document Collections

Historical document collections
Reference	Filing	Received	Concluded	Action
201406-3235-010	New collection (Request for a new OMB Control Number)	2014-07-15		Comment filed on proposed rule
201102-3235-009	New collection (Request for a new OMB Control Number)	2011-02-28		Comment filed on proposed rule