Form Custody
OMB 3235-0691
OMB 3235-0691
Form Custody elicits information about broker-dealer custody of customer assets.
The latest form for Form Custody expires 2022-09-30 and can be found here.
Latest Forms, Documents, and Supporting Material
Document Name |
|---|
Form and Instruction |
Supplementary Document |
Supplementary Document |
Supporting Statement A |
Form SEC2897 Form Custody
3235-0691.pdf
Form Custody All Historical Document Collections
|
Approved without change |
Extension without change of a currently approved collection | 2022-07-25 | |
|
Approved without change |
Extension without change of a currently approved collection | 2019-07-29 | |
|
Approved without change |
Extension without change of a currently approved collection | 2016-10-14 | |
|
Approved without change |
New collection (Request for a new OMB Control Number) | 2014-02-07 | |
|
Comment filed on proposed rule |
New collection (Request for a new OMB Control Number) | 2011-12-12 |
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