OMB control number
Order Granting Conditional Exemptions Under the Securities Exchange Act of 1934 in Connection With Portfolio Margining of Swaps and Security-Based Swaps
OMB 3235-0698 · SEC.
OMB 3235-0698
Order granting conditional exemptive relief from compliance with certain provisions of the Securities Exchange Act of 9134 in connection with a program to commingle and portfolio margin customer positions in cleared credit default swaps, which include both swaps and security based swaps, in a segregated account established and maintained in accordance with Section 4d(f) of the Commodity Exchange Act.
The latest form for Order Granting Conditional Exemptions Under the Securities Exchange Act of 1934 in Connection With Portfolio Margining of Swaps and Security-Based Swaps expires 2022-08-31 and is listed under ICR 201903-3235-002.
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 FINAL 2019 Supporting Statement for Exemptive Order Granting Conditional Exemption.pdf | Supporting Statement A |
 Order Granting Conditional Exemptions Under the SecuritiesExchange Act of 1934 in Connection With Portfolio Margining of Swaps andSecurity-Based Swaps |
Other-null |
All Historical Document Collections
| Reference | Filing | Received | Concluded | Action |
|---|---|---|---|---|
| 201903-3235-002 | Extension without change of a currently approved collection | 2019-06-06 | Approved without change | |
| 201601-3235-001 | Extension without change of a currently approved collection | 2016-03-22 | Approved without change | |
| 201301-3235-004 | New collection (Request for a new OMB Control Number) | 2013-01-24 | Approved without change |