Rule 18a-2 – Capital requirements for major security-based swap participants for which there is not a prudential regulator.

OMB 3235-0699

OMB 3235-0699

Rule 18a-2 establishes net capital standards and requirements for nonbank firms required to register with the SEC under the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 as major security-based swap participants.

The latest form for Rule 18a-2 – Capital requirements for major security-based swap participants for which there is not a prudential regulator. expires 2022-11-30 and can be found here.

OMB Details

Rule 18a-2 – Capital requirements for major security-based swap participants for which there is not a prudential regulator.

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight


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